Unclaimed Profile

Steven Herbert Gendler

CAPITAL IDEAS, INC.·DALLAS, Texas

SIE, Series 7, Series 24, Series 63, Series 65, Series 99TOClean record19 years registeredCAPITAL IDEAS, INC.

12720 HILLCREST DR, DALLAS, TX 75230CRD# 1075091Firm CRD# 114352

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Herbert Gendler · DALLAS, TX

Registration

CRD #1075091 · CAPITAL IDEAS, INC. · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CAPITAL IDEAS, INC.

CAPITAL IDEAS

Jan 2007 – Dec 2019

DALLAS, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · January 17, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAPITAL IDEAS, INC.

CRD 114352 · SEC 801-66816

AUM

$214M

Regulatory assets under management

Employees

138 client accounts

Services offered by CAPITAL IDEAS, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at CAPITAL IDEAS, INC. →

Introduction

Speak with Steven

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Steven is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in DALLAS?

Browse all registered financial advisors in DALLAS, Texas or claim this profile if it's yours.

Browse DALLAS Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Steven Herbert Gendler offer?

Steven Herbert Gendler specializes in Investment Management, Wealth Management.

What are Steven Herbert Gendler's credentials?

Steven Herbert Gendler is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Herbert Gendler located?

Steven Herbert Gendler is based in DALLAS, Texas, last registered with CAPITAL IDEAS, INC..

How does Steven Herbert Gendler charge for services?

Steven Herbert Gendler's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPITAL IDEAS, INC.?

CAPITAL IDEAS, INC. has approximately 5 employees and manages $214M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →