Unclaimed Profile

Clifford John Brott

CAPITAL IDEAS, INC.·DALLAS, Texas

SIE, Series 1, Series 5, Series 7TO, Series 24, Series 63, Series 99TOCFPClean record28 years registeredCAPITAL IDEAS, INC.

12720 HILLCREST RD, DALLAS, TX 75230CRD# 31829Firm CRD# 114352

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Clifford John Brott · DALLAS, TX

Registration

CRD #31829 · CAPITAL IDEAS, INC. · 28 years registered

Brand Profile

Not yet started

Career History

CAPITAL IDEAS

May 1998 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 5

Series 7TO

Series 24

Series 63

Series 99TO

Registration record

First registered · May 1, 1998

Years registered · 28

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAPITAL IDEAS, INC.

CRD 114352 · SEC 801-66816

AUM

$214M

Regulatory assets under management

Employees

138 client accounts

Services offered by CAPITAL IDEAS, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at CAPITAL IDEAS, INC. →

Introduction

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Frequently Asked Questions

What services does Clifford John Brott offer?

Clifford John Brott specializes in Investment Management, Wealth Management. Contact their office in DALLAS, Texas for a consultation.

What are Clifford John Brott's credentials?

Clifford John Brott holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Clifford John Brott located?

Clifford John Brott is based in DALLAS, Texas, working with CAPITAL IDEAS, INC.. Their office serves clients in the DALLAS metropolitan area and surrounding communities.

How does Clifford John Brott charge for services?

Clifford John Brott's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPITAL IDEAS, INC.?

CAPITAL IDEAS, INC. has approximately 5 employees and manages $214M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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