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Stephen James Howard

HOWARD FINANCIAL SERVICES, LTD.·DALLAS, Texas
Series 65Clean record14 years registeredHOWARD FINANCIAL SERVICES, LTD.
8350 MEADOW ROAD, DALLAS, TX 75231CRD# 5000726Firm CRD# 107978

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen James Howard · DALLAS, TX
Registration
CRD #5000726 · HOWARD FINANCIAL SERVICES, LTD. · 14 years registered
Brand Profile
Not yet started
01

Career History

HOWARD FINANCIAL SERVICES, LTD.
Jan 2012 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · January 23, 2012
Years registered · 14
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
HOWARD FINANCIAL SERVICES, LTD.
CRD 107978 · SEC 801-46741
AUM
$1.3B
Regulatory assets under management
Employees
23
1,430 client accounts
Services offered by HOWARD FINANCIAL SERVICES, LTD.
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at HOWARD FINANCIAL SERVICES, LTD. →
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05

Frequently Asked Questions

What services does Stephen James Howard offer?
Stephen James Howard specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in DALLAS, Texas for a consultation.
What are Stephen James Howard's credentials?
Stephen James Howard is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen James Howard located?
Stephen James Howard is based in DALLAS, Texas, working with HOWARD FINANCIAL SERVICES, LTD.. Their office serves clients in the DALLAS metropolitan area and surrounding communities.
How does Stephen James Howard charge for services?
Stephen James Howard's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HOWARD FINANCIAL SERVICES, LTD.?
HOWARD FINANCIAL SERVICES, LTD. has approximately 23 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at HOWARD FINANCIAL SERVICES, LTD.

John T Howard
DALLAS, TX
James N Howard
DALLAS, TX
Derek Daniel Childs
DALLAS, TX
Shaun Michael Dowling
DALLAS, TX

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