Unclaimed Profile

James N Howard

HOWARD FINANCIAL SERVICES, LTD.·DALLAS, Texas

32 years registeredHOWARD FINANCIAL SERVICES, LTD.

8350 MEADOW ROAD, DALLAS, TX 75231CRD# 4362521Firm CRD# 107978

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James N Howard · DALLAS, TX

Registration

CRD #4362521 · HOWARD FINANCIAL SERVICES, LTD. · 32 years registered

Brand Profile

Not yet started

Career History

HOWARD FINANCIAL SERVICES, LTD.

Jul 1994 – present

Registrations & Exams

Registration record

First registered · July 28, 1994

Years registered · 32

Disclosure History

2012Customer Dispute·Dismissed

2011Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

HOWARD FINANCIAL SERVICES, LTD.

CRD 107978 · SEC 801-46741

AUM

$1.3B

Regulatory assets under management

Employees

1,430 client accounts

Services offered by HOWARD FINANCIAL SERVICES, LTD.

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at HOWARD FINANCIAL SERVICES, LTD. →

Introduction

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Frequently Asked Questions

What services does James N Howard offer?

James N Howard specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in DALLAS, Texas for a consultation.

What are James N Howard's credentials?

James N Howard is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James N Howard located?

James N Howard is based in DALLAS, Texas, working with HOWARD FINANCIAL SERVICES, LTD.. Their office serves clients in the DALLAS metropolitan area and surrounding communities.

How does James N Howard charge for services?

James N Howard's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HOWARD FINANCIAL SERVICES, LTD.?

HOWARD FINANCIAL SERVICES, LTD. has approximately 23 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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