Unclaimed Profile

Ning Chen

ENCORE FINANCIAL ADVISORS, LLC·DALLAS, Texas

SIE, Series 6, Series 7TO, Series 22, Series 63CFAClean record11 years registeredENCORE FINANCIAL ADVISORS, LLC

5005 LBJ FREEWAY, SUITE 1200, DALLAS, TX 75244CRD# 4774990Firm CRD# 174207

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ning Chen · DALLAS, TX

Registration

CRD #4774990 · ENCORE FINANCIAL ADVISORS, LLC · 11 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ENCORE FINANCIAL ADVISORS, LLC

ENCORE FINANCIAL ADVISORS, LLC

Jun 2015 – May 2016

DALLAS, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7TO

Series 22

Series 63

Registration record

First registered · June 26, 2015

Years registered · 11

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ENCORE FINANCIAL ADVISORS, LLC

CRD 174207 · SEC 801-80893

AUM

—

Regulatory assets under management

Employees

Total firm employees

Services offered by ENCORE FINANCIAL ADVISORS, LLC

Per Form ADV

Pension consulting

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at ENCORE FINANCIAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Ning Chen offer?

Ning Chen specializes in Retirement Planning.

What are Ning Chen's credentials?

Ning Chen holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Ning Chen located?

Ning Chen is based in DALLAS, Texas, last registered with ENCORE FINANCIAL ADVISORS, LLC.

How does Ning Chen charge for services?

Ning Chen's firm is compensated through percentage of aum, other: property-level fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ENCORE FINANCIAL ADVISORS, LLC?

ENCORE FINANCIAL ADVISORS, LLC has approximately 2 employees. The firm is registered with the SEC as an investment adviser.

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