Unclaimed Profile

Kurtis Stephen Plumer

COMMERCE STREET INVESTMENT ADVISOR, LLC·DALLAS, Texas

Series 7, Series 62, Series 63, Series 6620 years registeredCOMMERCE STREET INVESTMENT ADVISOR, LLC

1445 ROSS AVENUE, SUITE 2700, DALLAS, TX 75202CRD# 2205124Firm CRD# 144278

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kurtis Stephen Plumer · DALLAS, TX

Registration

CRD #2205124 · COMMERCE STREET INVESTMENT ADVISOR, LLC · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: COMMERCE STREET INVESTMENT ADVISOR, LLC

CLEARLAKE CAPITAL ASSET MANAGEMENT, LLC

Sep 2013 – Mar 2026

DALLAS, TX

COMMERCE STREET INVESTMENT MANAGEMENT

Jun 2011 – Jan 2013

DALLAS, TX

HIGHLAND CAPITAL MANAGEMENT, L.P.

Sep 2005 – Jan 2010

DALLAS, TX

Registrations & Exams

FINRA examinations passed

Series 7

Series 62

Series 63

Series 66

Registration record

First registered · September 26, 2005

Years registered · 20

Disclosure History

2011Customer Dispute·Pending

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

COMMERCE STREET INVESTMENT ADVISOR, LLC

CRD 144278 · SEC 801-68792

AUM

$745M

Regulatory assets under management

Employees

70 client accounts

Services offered by COMMERCE STREET INVESTMENT ADVISOR, LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at COMMERCE STREET INVESTMENT ADVISOR, LLC →

Introduction

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Frequently Asked Questions

What services does Kurtis Stephen Plumer offer?

Kurtis Stephen Plumer specializes in Investment Management, Retirement Planning, Wealth Management.

What are Kurtis Stephen Plumer's credentials?

Kurtis Stephen Plumer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kurtis Stephen Plumer located?

Kurtis Stephen Plumer is based in DALLAS, Texas, last registered with COMMERCE STREET INVESTMENT ADVISOR, LLC.

How does Kurtis Stephen Plumer charge for services?

Kurtis Stephen Plumer's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: % of assets on committed capital, % of client investable assets. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMMERCE STREET INVESTMENT ADVISOR, LLC?

COMMERCE STREET INVESTMENT ADVISOR, LLC has approximately 16 employees and manages $745M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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