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Carla Jo Brooks

COMMERCE STREET INVESTMENT ADVISOR, LLC·DALLAS, Texas
SIE, Series 7, Series 24, Series 66, Series 79TO, Series 99TOClean record17 years registeredCOMMERCE STREET INVESTMENT ADVISOR, LLC
1445 ROSS AVENUE, SUITE 2700, DALLAS, TX 75202CRD# 4606569Firm CRD# 144278

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Carla Jo Brooks · DALLAS, TX
Registration
CRD #4606569 · COMMERCE STREET INVESTMENT ADVISOR, LLC · 17 years registered
Brand Profile
Not yet started
01

Career History

COMMERCE STREET INVESTMENT MANAGEMENT
Oct 2008 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 66
Series 79TO
Series 99TO
Registration record
First registered · October 1, 2008
Years registered · 17
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
COMMERCE STREET INVESTMENT ADVISOR, LLC
CRD 144278 · SEC 801-68792
AUM
$745M
Regulatory assets under management
Employees
16
70 client accounts
Services offered by COMMERCE STREET INVESTMENT ADVISOR, LLC
Per Form ADV
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
View all advisors at COMMERCE STREET INVESTMENT ADVISOR, LLC →
Introduction

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05

Frequently Asked Questions

What services does Carla Jo Brooks offer?
Carla Jo Brooks specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in DALLAS, Texas for a consultation.
What are Carla Jo Brooks's credentials?
Carla Jo Brooks is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Carla Jo Brooks located?
Carla Jo Brooks is based in DALLAS, Texas, working with COMMERCE STREET INVESTMENT ADVISOR, LLC. Their office serves clients in the DALLAS metropolitan area and surrounding communities.
How does Carla Jo Brooks charge for services?
Carla Jo Brooks's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: % of assets on committed capital, % of client investable assets. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is COMMERCE STREET INVESTMENT ADVISOR, LLC?
COMMERCE STREET INVESTMENT ADVISOR, LLC has approximately 16 employees and manages $745M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at COMMERCE STREET INVESTMENT ADVISOR, LLC

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Bobby Don Boyce
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Bobby Lee Hashaway
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Dory Alan Wiley
DALLAS, TX
William Dudley Gross
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John Cade Hamner
DALLAS, TX

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