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Jonathan Scott Sobel

HILLTOP SECURITIES INC.·DALLAS, Texas
Series 3, Series 7, Series 9, Series 24, Series 63Clean recordHILLTOP SECURITIES INC.
717 N. HARWOOD STREET, DALLAS, TX 75201CRD# 1540818Firm CRD# 6220

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Jonathan Scott Sobel · DALLAS, TX
Registration
CRD #1540818 · HILLTOP SECURITIES INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
Series 3
Series 7
Series 9
Series 24
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
HILLTOP SECURITIES INC.
CRD 6220 · SEC 801-55529
AUM
$1.9B
Regulatory assets under management
Employees
113
4,546 client accounts
Services offered by HILLTOP SECURITIES INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Market timing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at HILLTOP SECURITIES INC. →
Introduction

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Frequently Asked Questions

What services does Jonathan Scott Sobel offer?
Jonathan Scott Sobel specializes in Financial Planning, Investment Management. Contact their office in DALLAS, Texas for a consultation.
What are Jonathan Scott Sobel's credentials?
Jonathan Scott Sobel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Jonathan Scott Sobel located?
Jonathan Scott Sobel is based in DALLAS, Texas, working with HILLTOP SECURITIES INC.. Their office serves clients in the DALLAS metropolitan area and surrounding communities.
How does Jonathan Scott Sobel charge for services?
Jonathan Scott Sobel's firm is compensated through percentage of aum, hourly charges, subscription fees, other: 12b-1 fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HILLTOP SECURITIES INC.?
HILLTOP SECURITIES INC. has approximately 113 employees and manages $1.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at HILLTOP SECURITIES INC.

Laura Bonnell Alexander
DALLAS, TX
Richard Henry Litton
DALLAS, TX
Daniel Roger Leland
DALLAS, TX
Maria Teresa Aguilera-Peon
DALLAS, TX
Robert Lincoln Nash
DALLAS, TX
Anthony Charles Berends
DALLAS, TX

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