Unclaimed Profile

James E. Sullivan

BEAIRD HARRIS WEALTH MANAGEMENT, LLC·DALLAS, Texas

SIE, Series 7, Series 9, Series 10, Series 63, Series 66CFP CFAClean record22 years registeredBEAIRD HARRIS WEALTH MANAGEMENT, LLC

5005 LYNDON B JOHNSON FWY, DALLAS, TX 75244CRD# 4245495Firm CRD# 107238

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James E. Sullivan · DALLAS, TX

Registration

CRD #4245495 · BEAIRD HARRIS WEALTH MANAGEMENT, LLC · 22 years registered

Brand Profile

Not yet started

Career History

BEAIRD HARRIS

Mar 2017 – present

FIDELITY PERSONAL TRUST COMPANY, FSB

Jan 2005 – Mar 2007

DALLAS, TX

STRATEGIC ADVISERS, INC.

Jan 2004 – Jan 2017

WESTLAKE, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 63

Series 66

Registration record

First registered · January 20, 2004

Years registered · 22

Professional designations · CFP, CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BEAIRD HARRIS WEALTH MANAGEMENT, LLC

CRD 107238 · SEC 801-51938

AUM

$1.7B

Regulatory assets under management

Employees

2,968 client accounts

Services offered by BEAIRD HARRIS WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BEAIRD HARRIS WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does James E. Sullivan offer?

James E. Sullivan specializes in Financial Planning, Investment Management. Contact their office in DALLAS, Texas for a consultation.

What are James E. Sullivan's credentials?

James E. Sullivan holds the following professional designations: CFP, CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is James E. Sullivan located?

James E. Sullivan is based in DALLAS, Texas, working with BEAIRD HARRIS WEALTH MANAGEMENT, LLC. Their office serves clients in the DALLAS metropolitan area and surrounding communities.

How does James E. Sullivan charge for services?

James E. Sullivan's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BEAIRD HARRIS WEALTH MANAGEMENT, LLC?

BEAIRD HARRIS WEALTH MANAGEMENT, LLC has approximately 18 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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