Unclaimed Profile

Gregory Arthur Swank

ESPOSITO PARTNERS, LLC·DALLAS, Texas

SIE, Series 4, Series 7, Series 8, Series 24, Series 27, Series 52, Series 53, Series 63CFAClean record24 years registeredESPOSITO PARTNERS, LLC

200 CRESCENT COURT, DALLAS, TX 75201CRD# 1101415Firm CRD# 147373

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gregory Arthur Swank · DALLAS, TX

Registration

CRD #1101415 · ESPOSITO PARTNERS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ESPOSITO PARTNERS, LLC

HONEYCOMB DIGITAL INVESTMENTS, LLC

Aug 2021 – Jun 2022

DALLAS, TX

ESPOSITO PARTNERS, LLC

Nov 2016 – Oct 2017

DALLAS, TX

SWBT SECURITIES, INC.

May 2002 – Oct 2002

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 8

Series 24

Series 27

Series 52

Series 53

Series 63

Registration record

First registered · May 8, 2002

Years registered · 24

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ESPOSITO PARTNERS, LLC

CRD 147373 · SEC 801-69223

Employees

Total firm employees

Services offered by ESPOSITO PARTNERS, LLC

Per Form ADV

Other

View all advisors at ESPOSITO PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does Gregory Arthur Swank offer?

Gregory Arthur Swank is a registered financial advisor in DALLAS, Texas.

What are Gregory Arthur Swank's credentials?

Gregory Arthur Swank holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Gregory Arthur Swank located?

Gregory Arthur Swank is based in DALLAS, Texas, last registered with ESPOSITO PARTNERS, LLC.

How does Gregory Arthur Swank charge for services?

Gregory Arthur Swank's firm is compensated through other: firm is not currently receiving any compensation. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ESPOSITO PARTNERS, LLC?

ESPOSITO PARTNERS, LLC has approximately 3 employees. The firm is registered with the SEC as an investment adviser.

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