Unclaimed Profile

Gregg Douglas Overstake

LEVEL FOUR ADVISORY SERVICES, LLC·DALLAS, Texas

SIE, Series 4, Series 6, Series 7, Series 24, Series 27, Series 52TO, Series 53, Series 63, Series 65Clean record22 years registeredLEVEL FOUR ADVISORY SERVICES, LLC

12400 COIT ROAD, DALLAS, TX 75251CRD# 1498739Firm CRD# 134086

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gregg Douglas Overstake · DALLAS, TX

Registration

CRD #1498739 · LEVEL FOUR ADVISORY SERVICES, LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LEVEL FOUR ADVISORY SERVICES, LLC

LEVEL FOUR ADVISORY SERVICES

Apr 2009 – Jul 2025

DALLAS, TX

ROSENTHAL RETIREMENT PLANNING, LP

Mar 2008 – Feb 2009

FORTH WORTH, TX

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Dec 2007 – Feb 2009

FORTH WORTH, TX

SWS FINANCIAL SERVICES

May 2006 – Feb 2007

DALLAS, TX

SOUTHWEST SECURITIES, INC.

Mar 2006 – Feb 2007

DALLAS, TX

SECURITIES AMERICA ADVISORS, INC.

Jan 2004 – Mar 2006

FORT WORTH, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 6

Series 7

Series 24

Series 27

Series 52TO

Series 53

Series 63

Series 65

Registration record

First registered · January 14, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LEVEL FOUR ADVISORY SERVICES, LLC

CRD 134086 · SEC 801-66368

AUM

$4.3B

Regulatory assets under management

Employees

148

11,667 client accounts

Services offered by LEVEL FOUR ADVISORY SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at LEVEL FOUR ADVISORY SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Gregg Douglas Overstake offer?

Gregg Douglas Overstake specializes in Financial Planning, Investment Management, Wealth Management.

What are Gregg Douglas Overstake's credentials?

Gregg Douglas Overstake is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gregg Douglas Overstake located?

Gregg Douglas Overstake is based in DALLAS, Texas, last registered with LEVEL FOUR ADVISORY SERVICES, LLC.

How does Gregg Douglas Overstake charge for services?

Gregg Douglas Overstake's firm is compensated through percentage of aum, hourly charges, subscription fees, other: solicitor fees - portion of assets managed by other advisors. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEVEL FOUR ADVISORY SERVICES, LLC?

LEVEL FOUR ADVISORY SERVICES, LLC has approximately 148 employees and manages $4.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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