Unclaimed Profile

Edmon Jacob Tomes

LEVEL FOUR ADVISORY SERVICES, LLC·DALLAS, Texas

SIE, Series 7, Series 24, Series 66Clean record26 years registeredLEVEL FOUR ADVISORY SERVICES, LLC

12400 COIT ROAD, DALLAS, TX 75251CRD# 3181660Firm CRD# 134086

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Edmon Jacob Tomes · DALLAS, TX

Registration

CRD #3181660 · LEVEL FOUR ADVISORY SERVICES, LLC · 26 years registered

Brand Profile

Not yet started

Career History

LEVEL FOUR FINANCIAL, LLC

Dec 2020 – present

LEVEL FOUR CAPITAL MANAGEMENT

Nov 2019 – present

LEVEL FOUR ADVISORY SERVICES

Jul 2005 – present

HARBOR FINANCIAL SERVICES, LLC

Nov 2020 – Apr 2021

Dallas, TX

SECURITIES AMERICA ADVISORS, INC.

Nov 2002 – Feb 2006

OAK POINT, TX

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Feb 2000 – Oct 2002

DALLAS, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · February 5, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LEVEL FOUR ADVISORY SERVICES, LLC

CRD 134086 · SEC 801-66368

AUM

$4.3B

Regulatory assets under management

Employees

148

11,667 client accounts

Services offered by LEVEL FOUR ADVISORY SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at LEVEL FOUR ADVISORY SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Edmon Jacob Tomes offer?

Edmon Jacob Tomes specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in DALLAS, Texas for a consultation.

What are Edmon Jacob Tomes's credentials?

Edmon Jacob Tomes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Edmon Jacob Tomes located?

Edmon Jacob Tomes is based in DALLAS, Texas, working with LEVEL FOUR ADVISORY SERVICES, LLC. Their office serves clients in the DALLAS metropolitan area and surrounding communities.

How does Edmon Jacob Tomes charge for services?

Edmon Jacob Tomes's firm is compensated through percentage of aum, hourly charges, subscription fees, other: solicitor fees - portion of assets managed by other advisors. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEVEL FOUR ADVISORY SERVICES, LLC?

LEVEL FOUR ADVISORY SERVICES, LLC has approximately 148 employees and manages $4.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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