Unclaimed Profile

Curtis Francis Brockelman

FAITH INVESTOR SERVICES LLC·DALLAS, Texas

SIE, Series 1, Series 3, Series 5, Series 24, Series 63, Series 6530 years registeredFAITH INVESTOR SERVICES LLC

14785 PRESTON ROAD, DALLAS, TX 75254CRD# 31107Firm CRD# 313337

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Curtis Francis Brockelman · DALLAS, TX

Registration

CRD #31107 · FAITH INVESTOR SERVICES LLC · 30 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FAITH INVESTOR SERVICES LLC

MORGAN STANLEY

Jan 2011 – Sep 2017

WINTER HAVEN, FL

CITIGROUP GLOBAL MARKETS INC.

Jun 1996 – May 2008

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 3

Series 5

Series 24

Series 63

Series 65

Registration record

First registered · June 15, 1996

Years registered · 30

Disclosure History

2002Customer Dispute·Settled

1965Criminal·Final Disposition

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FAITH INVESTOR SERVICES LLC

CRD 313337 · SEC 801-121223

AUM

$110M

Regulatory assets under management

Employees

318 client accounts

Services offered by FAITH INVESTOR SERVICES LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

View all advisors at FAITH INVESTOR SERVICES LLC →

Introduction

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Frequently Asked Questions

What services does Curtis Francis Brockelman offer?

Curtis Francis Brockelman specializes in Financial Planning, Investment Management, Fee-Only Advisory.

What are Curtis Francis Brockelman's credentials?

Curtis Francis Brockelman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Curtis Francis Brockelman located?

Curtis Francis Brockelman is based in DALLAS, Texas, last registered with FAITH INVESTOR SERVICES LLC.

How does Curtis Francis Brockelman charge for services?

Curtis Francis Brockelman's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FAITH INVESTOR SERVICES LLC?

FAITH INVESTOR SERVICES LLC has approximately 7 employees and manages $110M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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