Unclaimed Profile

David James Downey

HERNDON PLANT OAKLEY LTD·CORPUS CHRISTI, Texas

HERNDON PLANT OAKLEY LTD

800 N. SHORELINE BLVD, CORPUS CHRISTI, TX 78401CRD# 1691777Firm CRD# 44971

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David James Downey · CORPUS CHRISTI, TX

Registration

CRD #1691777 · HERNDON PLANT OAKLEY LTD

Brand Profile

Not yet started

Disclosure history

1 disclosure on file · See FINRA BrokerCheck for full record

About

David James Downey is a registered financial advisor based in CORPUS CHRISTI, Texas, affiliated with HERNDON PLANT OAKLEY LTD. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

HERNDON PLANT OAKLEY LTD

AUM

$59M

Regulatory assets under management

Employees

Total firm employees

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Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Subscription fees

Regulatory

SEC/IARD CRD# 1691777

Firm CRD# 44971

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does David James Downey offer?

David James Downey specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CORPUS CHRISTI, Texas for a consultation.

What are David James Downey's credentials?

David James Downey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David James Downey located?

David James Downey is based in CORPUS CHRISTI, Texas, working with HERNDON PLANT OAKLEY LTD. Their office serves clients in the CORPUS CHRISTI metropolitan area and surrounding communities.

How does David James Downey charge for services?

David James Downey's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HERNDON PLANT OAKLEY LTD?

HERNDON PLANT OAKLEY LTD has approximately 10 employees and manages $59M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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