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David James Downey

HERNDON PLANT OAKLEY LTD·CORPUS CHRISTI, Texas
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800 N. SHORELINE BLVD, CORPUS CHRISTI, TX 78401CRD# 1691777Firm CRD# 44971
01

About

David James Downey is a registered financial advisor based in CORPUS CHRISTI, Texas, affiliated with HERNDON PLANT OAKLEY LTD. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
HERNDON PLANT OAKLEY LTD
HERNDON PLANT OAKLEY LTD
AUM
$59M
Regulatory assets under management
Employees
10
Total firm employees
View all advisors at HERNDON PLANT OAKLEY LTD →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 1691777
Firm CRD# 44971
1 disclosure on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does David James Downey offer?
David James Downey specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CORPUS CHRISTI, Texas for a consultation.
What are David James Downey's credentials?
David James Downey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David James Downey located?
David James Downey is based in CORPUS CHRISTI, Texas, working with HERNDON PLANT OAKLEY LTD. Their office serves clients in the CORPUS CHRISTI metropolitan area and surrounding communities.
How does David James Downey charge for services?
David James Downey's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HERNDON PLANT OAKLEY LTD?
HERNDON PLANT OAKLEY LTD has approximately 10 employees and manages $59M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in CORPUS CHRISTI
Phillip Michael Plant — HERNDON PLANT OAKLEY LTDRoger Earl King — OXBOW ADVISORS, LLCPat Henry Swanson — OXBOW ADVISORS, LLCElizabeth Blanchard Ragan — OXBOW ADVISORS, LLCRussell Brent Herndon — HERNDON PLANT OAKLEY LTD
Nearby cities in Texas
DALLAS (2230)HOUSTON (1842)AUSTIN (1128)SAN ANTONIO (420)FORT WORTH (349)
City Guides
DALLAS GuideHOUSTON GuideAUSTIN GuideSAN ANTONIO GuideFORT WORTH Guide
Research
Advisor Fees in TexasNational Fee Analysis
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