Unclaimed Profile

David James Downey

HERNDON PLANT OAKLEY LTD·CORPUS CHRISTI, Texas

SIE, Series 4, Series 7, Series 8, Series 9, Series 10, Series 24, Series 27, Series 53, Series 55, Series 57TO, Series 63, Series 65, Series 99TOClean recordHERNDON PLANT OAKLEY LTD

800 N. SHORELINE BLVD, CORPUS CHRISTI, TX 78401CRD# 1691777Firm CRD# 44971

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David James Downey · CORPUS CHRISTI, TX

Registration

CRD #1691777 · HERNDON PLANT OAKLEY LTD

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 8

Series 9

Series 10

Series 24

Series 27

Series 53

Series 55

Series 57TO

Series 63

Series 65

Series 99TO

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HERNDON PLANT OAKLEY LTD

CRD 44971 · SEC 801-55675

AUM

$59M

Regulatory assets under management

Employees

119 client accounts

Services offered by HERNDON PLANT OAKLEY LTD

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HERNDON PLANT OAKLEY LTD →

Introduction

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Frequently Asked Questions

What services does David James Downey offer?

David James Downey specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CORPUS CHRISTI, Texas for a consultation.

What are David James Downey's credentials?

David James Downey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David James Downey located?

David James Downey is based in CORPUS CHRISTI, Texas, working with HERNDON PLANT OAKLEY LTD. Their office serves clients in the CORPUS CHRISTI metropolitan area and surrounding communities.

How does David James Downey charge for services?

David James Downey's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HERNDON PLANT OAKLEY LTD?

HERNDON PLANT OAKLEY LTD has approximately 10 employees and manages $59M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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