Unclaimed Profile

Wade Smith

L & W FINANCIAL, LLC·COLLEGE STATION, Texas

SIE, Series 6, Series 63, Series 65Clean record11 years registeredL & W FINANCIAL, LLC

511 UNIVERSITY DR. E, COLLEGE STATION, TX 77840CRD# 6017936Firm CRD# 285310

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Wade Smith · COLLEGE STATION, TX

Registration

CRD #6017936 · L & W FINANCIAL, LLC · 11 years registered

Brand Profile

Not yet started

Career History

SMITH & WYATT

Dec 2016 – present

SECURITIES AMERICA ADVISORS, INC.

Feb 2015 – Dec 2016

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 63

Series 65

Registration record

First registered · February 27, 2015

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

L & W FINANCIAL, LLC

CRD 285310 · SEC 801-128977

AUM

$120M

Regulatory assets under management

Employees

586 client accounts

Services offered by L & W FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at L & W FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does Wade Smith offer?

Wade Smith specializes in Financial Planning, Investment Management. Contact their office in COLLEGE STATION, Texas for a consultation.

What are Wade Smith's credentials?

Wade Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Wade Smith located?

Wade Smith is based in COLLEGE STATION, Texas, working with L & W FINANCIAL, LLC. Their office serves clients in the COLLEGE STATION metropolitan area and surrounding communities.

How does Wade Smith charge for services?

Wade Smith's firm is compensated through percentage of aum, hourly charges, subscription fees, other: set up fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is L & W FINANCIAL, LLC?

L & W FINANCIAL, LLC has approximately 8 employees and manages $120M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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