Unclaimed Profile

Roger Stephen Pine

BRIAUD FINANCIAL PLANNING INC·COLLEGE STATION, Texas

17 years registeredBRIAUD FINANCIAL PLANNING INC

1611 CRESCENT POINTE PARKWAY, COLLEGE STATION, TX 77845CRD# 5653930Firm CRD# 105638

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Roger Stephen Pine · COLLEGE STATION, TX

Registration

CRD #5653930 · BRIAUD FINANCIAL PLANNING INC · 17 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BRIAUD FINANCIAL PLANNING INC

BRIAUD FINANCIAL ADVISORS

Apr 2009 – Dec 2017

COLLEGE STATION, TX

Registrations & Exams

Registration record

First registered · April 14, 2009

Years registered · 17

Disclosure History

2018Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

BRIAUD FINANCIAL PLANNING INC

CRD 105638 · SEC 801-31379

AUM

$705M

Regulatory assets under management

Employees

1,973 client accounts

Services offered by BRIAUD FINANCIAL PLANNING INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at BRIAUD FINANCIAL PLANNING INC →

Introduction

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Frequently Asked Questions

What services does Roger Stephen Pine offer?

Roger Stephen Pine specializes in Financial Planning, Investment Management, Retirement Planning.

What are Roger Stephen Pine's credentials?

Roger Stephen Pine is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Roger Stephen Pine located?

Roger Stephen Pine is based in COLLEGE STATION, Texas, last registered with BRIAUD FINANCIAL PLANNING INC.

How does Roger Stephen Pine charge for services?

Roger Stephen Pine's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BRIAUD FINANCIAL PLANNING INC?

BRIAUD FINANCIAL PLANNING INC has approximately 13 employees and manages $705M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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