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Steven Mark Sheldon

SMS CAPITAL MANAGEMENT, INC.·BELLAIRE, Texas
Clean record23 years registeredSMS CAPITAL MANAGEMENT, INC.
6575 WEST LOOP SOUTH, BELLAIRE, TX 77401CRD# 4621861Firm CRD# 124788

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Steven Mark Sheldon · BELLAIRE, TX
Registration
CRD #4621861 · SMS CAPITAL MANAGEMENT, INC. · 23 years registered
Brand Profile
Not yet started
01

Career History

MARINER
Jul 2019 – present
SMS CAPITAL MANAGEMENT
Mar 2003 – Jul 2019
BELLAIRE, TX
02

Registrations & Exams

Registration record
First registered · March 3, 2003
Years registered · 23
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SMS CAPITAL MANAGEMENT, INC.
CRD 124788 · SEC 801-112945
AUM
$111M
Regulatory assets under management
Employees
2
352 client accounts
Services offered by SMS CAPITAL MANAGEMENT, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at SMS CAPITAL MANAGEMENT, INC. →
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05

Frequently Asked Questions

What services does Steven Mark Sheldon offer?
Steven Mark Sheldon specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BELLAIRE, Texas for a consultation.
What are Steven Mark Sheldon's credentials?
Steven Mark Sheldon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Steven Mark Sheldon located?
Steven Mark Sheldon is based in BELLAIRE, Texas, working with SMS CAPITAL MANAGEMENT, INC.. Their office serves clients in the BELLAIRE metropolitan area and surrounding communities.
How does Steven Mark Sheldon charge for services?
Steven Mark Sheldon's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SMS CAPITAL MANAGEMENT, INC.?
SMS CAPITAL MANAGEMENT, INC. has approximately 2 employees and manages $111M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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