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Michael Charles Kuznicki

MANDALAY FINANCIAL, L.L.C.·BELLAIRE, Texas
SIE, Series 7, Series 24, Series 63, Series 65Clean record27 years registeredMANDALAY FINANCIAL, L.L.C.
6750 WEST LOOP SOUTH, BELLAIRE, TX 77401CRD# 2620970Firm CRD# 113848

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael Charles Kuznicki · BELLAIRE, TX
Registration
CRD #2620970 · MANDALAY FINANCIAL, L.L.C. · 27 years registered
Brand Profile
Not yet started
01

Career History

RIDGEBACK CAPITAL MANAGEMENT
Feb 1999 – present
RESOURCE HORIZONS GROUP, L.L.C.
Oct 2003 – Dec 2003
BELLAIRE, TX
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
Series 65
Registration record
First registered · February 23, 1999
Years registered · 27
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
MANDALAY FINANCIAL, L.L.C.
CRD 113848 · SEC 801-79515
AUM
$187M
Regulatory assets under management
Employees
4
401 client accounts
Services offered by MANDALAY FINANCIAL, L.L.C.
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at MANDALAY FINANCIAL, L.L.C. →
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05

Frequently Asked Questions

What services does Michael Charles Kuznicki offer?
Michael Charles Kuznicki specializes in Financial Planning, Investment Management. Contact their office in BELLAIRE, Texas for a consultation.
What are Michael Charles Kuznicki's credentials?
Michael Charles Kuznicki is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael Charles Kuznicki located?
Michael Charles Kuznicki is based in BELLAIRE, Texas, working with MANDALAY FINANCIAL, L.L.C.. Their office serves clients in the BELLAIRE metropolitan area and surrounding communities.
How does Michael Charles Kuznicki charge for services?
Michael Charles Kuznicki's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MANDALAY FINANCIAL, L.L.C.?
MANDALAY FINANCIAL, L.L.C. has approximately 4 employees and manages $187M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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