Unclaimed Profile

Sara Leigh Seely

EQUISTAR WEALTH MANAGEMENT LLC·AUSTIN, Texas

Series 7, Series 66Clean record24 years registeredEQUISTAR WEALTH MANAGEMENT LLC

3103 BEE CAVES RD, AUSTIN, TX 78746CRD# 4471515Firm CRD# 148445

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sara Leigh Seely · AUSTIN, TX

Registration

CRD #4471515 · EQUISTAR WEALTH MANAGEMENT LLC · 24 years registered

Brand Profile

Not yet started

Career History

WATERLOO CAPITAL

Oct 2022 – present

EQUISTAR WEALTH MANAGEMENT LLC

Apr 2013 – Sep 2022

AUSTIN, TX

DURBIN BENNETT PETERSON PRIVATE WEALTH MANAGEMENT, LLP

Dec 2008 – Apr 2013

AUSTIN, TX

EKLEKTIKOS CAPITAL MANAGEMENT, LP

Aug 2005 – Sep 2008

AUSTIN, TX

WATERSTREET INVESTMENT CONSULTANTS, LLC

Sep 2004 – Sep 2008

AUSTIN, TX

CITIGROUP GLOBAL MARKETS INC.

Feb 2002 – Oct 2004

AUSTIN, TX

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · February 21, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

EQUISTAR WEALTH MANAGEMENT LLC

CRD 148445 · SEC 801-107279

AUM

$166M

Regulatory assets under management

Employees

166 client accounts

Services offered by EQUISTAR WEALTH MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at EQUISTAR WEALTH MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Sara Leigh Seely offer?

Sara Leigh Seely specializes in Financial Planning, Investment Management. Contact their office in AUSTIN, Texas for a consultation.

What are Sara Leigh Seely's credentials?

Sara Leigh Seely is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sara Leigh Seely located?

Sara Leigh Seely is based in AUSTIN, Texas, working with EQUISTAR WEALTH MANAGEMENT LLC. Their office serves clients in the AUSTIN metropolitan area and surrounding communities.

How does Sara Leigh Seely charge for services?

Sara Leigh Seely's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EQUISTAR WEALTH MANAGEMENT LLC?

EQUISTAR WEALTH MANAGEMENT LLC has approximately 2 employees and manages $166M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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