Unclaimed Profile

Kevin Xavier Smith

AUSTIN WEALTH MANAGEMENT, LLC·AUSTIN, Texas

SIE, Series 7, Series 66, Series 99TOClean record21 years registeredAUSTIN WEALTH MANAGEMENT, LLC

1301 S. CAPITAL OF TEXAS HWY, AUSTIN, TX 78746CRD# 4762177Firm CRD# 172793

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kevin Xavier Smith · AUSTIN, TX

Registration

CRD #4762177 · AUSTIN WEALTH MANAGEMENT, LLC · 21 years registered

Brand Profile

Not yet started

Career History

AUSTIN WEALTH MANAGEMENT, LLC

Sep 2014 – present

TRIAD ADVISORS, INC.

Nov 2011 – Oct 2014

AUSTIN, TX

JONATHAN ROBERTS ADVISORY GROUP, INC.

Aug 2009 – Dec 2011

AUSTIN, TX

NFP SECURITIES, INC.

Aug 2004 – Aug 2009

AUSTIN, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Series 99TO

Registration record

First registered · August 17, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AUSTIN WEALTH MANAGEMENT, LLC

CRD 172793 · SEC 801-117954

AUM

$568M

Regulatory assets under management

Employees

2,267 client accounts

Services offered by AUSTIN WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at AUSTIN WEALTH MANAGEMENT, LLC →

Introduction

Speak with Kevin

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Kevin is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in AUSTIN?

Browse all registered financial advisors in AUSTIN, Texas or claim this profile if it's yours.

Browse AUSTIN Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Kevin Xavier Smith offer?

Kevin Xavier Smith specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in AUSTIN, Texas for a consultation.

What are Kevin Xavier Smith's credentials?

Kevin Xavier Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kevin Xavier Smith located?

Kevin Xavier Smith is based in AUSTIN, Texas, working with AUSTIN WEALTH MANAGEMENT, LLC. Their office serves clients in the AUSTIN metropolitan area and surrounding communities.

How does Kevin Xavier Smith charge for services?

Kevin Xavier Smith's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AUSTIN WEALTH MANAGEMENT, LLC?

AUSTIN WEALTH MANAGEMENT, LLC has approximately 13 employees and manages $568M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →