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Derek David Ripp

AUSTIN WEALTH MANAGEMENT, LLC·AUSTIN, Texas
SIE, Series 7, Series 63, Series 65Clean record24 years registeredAUSTIN WEALTH MANAGEMENT, LLC
1301 S. CAPITAL OF TEXAS HWY, AUSTIN, TX 78746CRD# 2996006Firm CRD# 172793

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Derek David Ripp · AUSTIN, TX
Registration
CRD #2996006 · AUSTIN WEALTH MANAGEMENT, LLC · 24 years registered
Brand Profile
Not yet started
01

Career History

Nov 2015present
Jul 2012Nov 2015
KNOXVILLE, TN
NFP SECURITIES, INC.
Sep 2011Jul 2012
KNOXVILLE, TN
NFP SECURITIES, INC.
Jul 2007Aug 2011
AUSTIN, TX
Jul 2004Jun 2007
AUSTIN, TX
NFP SECURITIES, INC.
Dec 2003Jul 2004
AUSTIN, TX
STRONG CAPITAL MANAGEMENT INC
Aug 2001Sep 2002
MENOMONEE FALLS, WI
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Series 65
Registration record
First registered · August 16, 2001
Years registered · 24
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
AUSTIN WEALTH MANAGEMENT, LLC
CRD 172793 · SEC 801-117954
AUM
$568M
Regulatory assets under management
Employees
13
2,267 client accounts
Services offered by AUSTIN WEALTH MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Introduction

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05

Frequently Asked Questions

What services does Derek David Ripp offer?
Derek David Ripp specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in AUSTIN, Texas for a consultation.
What are Derek David Ripp's credentials?
Derek David Ripp is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Derek David Ripp located?
Derek David Ripp is based in AUSTIN, Texas, working with AUSTIN WEALTH MANAGEMENT, LLC. Their office serves clients in the AUSTIN metropolitan area and surrounding communities.
How does Derek David Ripp charge for services?
Derek David Ripp's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is AUSTIN WEALTH MANAGEMENT, LLC?
AUSTIN WEALTH MANAGEMENT, LLC has approximately 13 employees and manages $568M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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