Unclaimed Profile

Buddie Cloys Ballard

B&T CAPITAL MANAGEMENT, INCORPORATED·AUSTIN, Texas

Series 7, Series 8, Series 63, Series 65CFA27 years registeredB&T CAPITAL MANAGEMENT, INCORPORATED

5407 PARKCREST DRIVE, AUSTIN, TX 78731CRD# 1580166Firm CRD# 121703

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Buddie Cloys Ballard · AUSTIN, TX

Registration

CRD #1580166 · B&T CAPITAL MANAGEMENT, INCORPORATED · 27 years registered

Brand Profile

Not yet started

Career History

ALPHA CAPITAL MANAGEMENT

Sep 2002 – present

WACHOVIA SECURITIES, INC.

Nov 1998 – Sep 2002

AUSTIN, TX

Registrations & Exams

FINRA examinations passed

Series 7

Series 8

Series 63

Series 65

Registration record

First registered · November 25, 1998

Years registered · 27

Professional designation · CFA

Disclosure History

2002Customer Dispute·Award / Judgment

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

B&T CAPITAL MANAGEMENT, INCORPORATED

CRD 121703 · SEC 801-61613

AUM

$673M

Regulatory assets under management

Employees

1,142 client accounts

Services offered by B&T CAPITAL MANAGEMENT, INCORPORATED

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at B&T CAPITAL MANAGEMENT, INCORPORATED →

Introduction

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Frequently Asked Questions

What services does Buddie Cloys Ballard offer?

Buddie Cloys Ballard specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in AUSTIN, Texas for a consultation.

What are Buddie Cloys Ballard's credentials?

Buddie Cloys Ballard holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Buddie Cloys Ballard located?

Buddie Cloys Ballard is based in AUSTIN, Texas, working with B&T CAPITAL MANAGEMENT, INCORPORATED. Their office serves clients in the AUSTIN metropolitan area and surrounding communities.

How does Buddie Cloys Ballard charge for services?

Buddie Cloys Ballard's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is B&T CAPITAL MANAGEMENT, INCORPORATED?

B&T CAPITAL MANAGEMENT, INCORPORATED has approximately 7 employees and manages $673M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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