Unclaimed Profile

Brian Thomas Boswell

OAKWELL PRIVATE WEALTH MANAGEMENT, LLC·AUSTIN, Texas

SIE, Series 6, Series 7, Series 63, Series 65Clean record18 years registeredOAKWELL PRIVATE WEALTH MANAGEMENT, LLC

3200 STECK AVE, AUSTIN, TX 78757CRD# 5191011Firm CRD# 162096

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Thomas Boswell · AUSTIN, TX

Registration

CRD #5191011 · OAKWELL PRIVATE WEALTH MANAGEMENT, LLC · 18 years registered

Brand Profile

Not yet started

Career History

SAVVY

Jul 2024 – present

OAKWELL PRIVATE WEALTH MANAGEMENT

Feb 2015 – Jul 2024

AUSTIN, TX

VSR ADVISORY SERVICES

Sep 2014 – Feb 2015

AUSTIN, TX

CUSO FINANCIAL SERVICES, L.P.

Jul 2013 – Sep 2014

SAN DIEGO, CA

LPL FINANCIAL LLC

Feb 2013 – Jul 2013

AUSTIN, TX

CHARLES SCHWAB & CO., INC.

Apr 2011 – Jan 2013

AUSTIN, TX

STRATEGIC FINANCIAL CONCEPTS, LLC

Apr 2008 – Mar 2011

SAN ANTONIO, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · April 17, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

OAKWELL PRIVATE WEALTH MANAGEMENT, LLC

CRD 162096 · SEC 801-110263

AUM

$412M

Regulatory assets under management

Employees

923 client accounts

Services offered by OAKWELL PRIVATE WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at OAKWELL PRIVATE WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Brian Thomas Boswell offer?

Brian Thomas Boswell specializes in Financial Planning, Investment Management. Contact their office in AUSTIN, Texas for a consultation.

What are Brian Thomas Boswell's credentials?

Brian Thomas Boswell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian Thomas Boswell located?

Brian Thomas Boswell is based in AUSTIN, Texas, working with OAKWELL PRIVATE WEALTH MANAGEMENT, LLC. Their office serves clients in the AUSTIN metropolitan area and surrounding communities.

How does Brian Thomas Boswell charge for services?

Brian Thomas Boswell's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OAKWELL PRIVATE WEALTH MANAGEMENT, LLC?

OAKWELL PRIVATE WEALTH MANAGEMENT, LLC has approximately 11 employees and manages $412M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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