Unclaimed Profile

James Haygood Ganier

GAVION, LLC·MEMPHIS, Tennessee

Clean recordGAVION, LLC

6000 POPLAR AVENUE, MEMPHIS, TN 38119CRD# 217323Firm CRD# 167807

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Haygood Ganier · MEMPHIS, TN

Registration

CRD #217323 · GAVION, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

James Haygood Ganier is a registered financial advisor based in MEMPHIS, Tennessee, affiliated with GAVION, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Retirement Planning

Client Types

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

GAVION, LLC

AUM

$218M

Regulatory assets under management

Employees

Total firm employees

View all advisors at GAVION, LLC →

Services

Pension consulting

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Background

Compensation

Percentage of AUM

Subscription fees

Other: A PERCENTAGE OF ASSETS UNDER ADVISEMENT

Regulatory

SEC/IARD CRD# 217323

Firm CRD# 167807

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does James Haygood Ganier offer?

James Haygood Ganier specializes in Retirement Planning. Contact their office in MEMPHIS, Tennessee for a consultation.

What are James Haygood Ganier's credentials?

James Haygood Ganier is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Haygood Ganier located?

James Haygood Ganier is based in MEMPHIS, Tennessee, working with GAVION, LLC. Their office serves clients in the MEMPHIS metropolitan area and surrounding communities.

How does James Haygood Ganier charge for services?

James Haygood Ganier's firm is compensated through percentage of aum, subscription fees, other: a percentage of assets under advisement. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GAVION, LLC?

GAVION, LLC has approximately 12 employees and manages $218M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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