Unclaimed Profile

Sarah Jean Sutton

BROGAN FINANCIAL, INC.·KNOXVILLE, Tennessee

SIE, Series 4, Series 7, Series 9, Series 10, Series 14, Series 24, Series 52TO, Series 53, Series 63, Series 66, Series 79TO, Series 99TOCFPClean record22 years registeredBROGAN FINANCIAL, INC.

2160 LAKESIDE CENTRE WAY, KNOXVILLE, TN 37922CRD# 4151257Firm CRD# 133623

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sarah Jean Sutton · KNOXVILLE, TN

Registration

CRD #4151257 · BROGAN FINANCIAL, INC. · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BROGAN FINANCIAL, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Jul 2020 – Jun 2021

Memphis, TN

FIRST HORIZON ADVISORS, INC

Dec 2017 – Jul 2020

MEMPHIS, TN

RAYMOND JAMES & ASSOCIATES, INC.

Feb 2013 – Dec 2017

MEMPHIS, TN

MORGAN KEEGAN & COMPANY, INC.

Jan 2004 – Feb 2013

MEMPHIS, TN

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 9

Series 10

Series 14

Series 24

Series 52TO

Series 53

Series 63

Series 66

Series 79TO

Series 99TO

Registration record

First registered · January 23, 2004

Years registered · 22

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BROGAN FINANCIAL, INC.

CRD 133623 · SEC 801-69181

AUM

$444M

Regulatory assets under management

Employees

1,883 client accounts

Services offered by BROGAN FINANCIAL, INC.

Per Form ADV

Portfolio management (individuals)

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

Nonprofits & Foundations

View all advisors at BROGAN FINANCIAL, INC. →

Introduction

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Frequently Asked Questions

What services does Sarah Jean Sutton offer?

Sarah Jean Sutton specializes in Investment Management.

What are Sarah Jean Sutton's credentials?

Sarah Jean Sutton holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Sarah Jean Sutton located?

Sarah Jean Sutton is based in KNOXVILLE, Tennessee, last registered with BROGAN FINANCIAL, INC..

How does Sarah Jean Sutton charge for services?

Sarah Jean Sutton's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BROGAN FINANCIAL, INC.?

BROGAN FINANCIAL, INC. has approximately 22 employees and manages $444M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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