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James Edward Brogan

BROGAN FINANCIAL, INC.·KNOXVILLE, Tennessee
Series 6, Series 63, Series 65Clean record21 years registeredBROGAN FINANCIAL, INC.
2160 LAKESIDE CENTRE WAY, KNOXVILLE, TN 37922CRD# 2470219Firm CRD# 133623

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Edward Brogan · KNOXVILLE, TN
Registration
CRD #2470219 · BROGAN FINANCIAL, INC. · 21 years registered
Brand Profile
Not yet started
01

Career History

BROGAN FINANCIAL
Feb 2005 – present
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 63
Series 65
Registration record
First registered · February 14, 2005
Years registered · 21
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
BROGAN FINANCIAL, INC.
CRD 133623 · SEC 801-69181
AUM
$444M
Regulatory assets under management
Employees
22
1,883 client accounts
Services offered by BROGAN FINANCIAL, INC.
Per Form ADV
Portfolio management (individuals)
Charitable organization or education services
Other
Client types served by the firm
Per Form ADV
Individuals
Nonprofits & Foundations
View all advisors at BROGAN FINANCIAL, INC. →
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05

Frequently Asked Questions

What services does James Edward Brogan offer?
James Edward Brogan specializes in Investment Management. Contact their office in KNOXVILLE, Tennessee for a consultation.
What are James Edward Brogan's credentials?
James Edward Brogan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Edward Brogan located?
James Edward Brogan is based in KNOXVILLE, Tennessee, working with BROGAN FINANCIAL, INC.. Their office serves clients in the KNOXVILLE metropolitan area and surrounding communities.
How does James Edward Brogan charge for services?
James Edward Brogan's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BROGAN FINANCIAL, INC.?
BROGAN FINANCIAL, INC. has approximately 22 employees and manages $444M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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