Unclaimed Profile

Helen James

WEALTH MANAGEMENT, LLC·KNOXVILLE, Tennessee

Clean recordWEALTH MANAGEMENT, LLC

504 EBENEZER ROAD, KNOXVILLE, TN 37923CRD# 6035801Firm CRD# 162282

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Helen James · KNOXVILLE, TN

Registration

CRD #6035801 · WEALTH MANAGEMENT, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Helen James is a registered financial advisor based in KNOXVILLE, Tennessee, affiliated with WEALTH MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

WEALTH MANAGEMENT, LLC

WEALTH MANAGEMENT CORPORATION

AUM

$117M

Regulatory assets under management

Employees

Total firm employees

View all advisors at WEALTH MANAGEMENT, LLC →

Services

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Background

Compensation

Percentage of AUM

Subscription fees

Regulatory

SEC/IARD CRD# 6035801

Firm CRD# 162282

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Helen James offer?

Helen James specializes in Financial Planning, Investment Management. Contact their office in KNOXVILLE, Tennessee for a consultation.

What are Helen James's credentials?

Helen James is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Helen James located?

Helen James is based in KNOXVILLE, Tennessee, working with WEALTH MANAGEMENT, LLC. Their office serves clients in the KNOXVILLE metropolitan area and surrounding communities.

How does Helen James charge for services?

Helen James's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WEALTH MANAGEMENT, LLC?

WEALTH MANAGEMENT, LLC has approximately 3 employees and manages $117M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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