Unclaimed Profile

Edward Perry James

WEALTH MANAGEMENT, LLC·KNOXVILLE, Tennessee

SIE, Series 6, Series 7, Series 6322 years registeredWEALTH MANAGEMENT, LLC

504 EBENEZER ROAD, KNOXVILLE, TN 37923CRD# 2661220Firm CRD# 162282

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Edward Perry James · KNOXVILLE, TN

Registration

CRD #2661220 · WEALTH MANAGEMENT, LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WEALTH MANAGEMENT, LLC

WEALTH MANAGEMENT CORPORATION

Jul 2012 – Dec 2018

KNOXVILLE, TN

NFP SECURITIES, INC.

Jan 2004 – Jul 2012

KNOXVILLE, TN

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Registration record

First registered · January 8, 2004

Years registered · 22

Disclosure History

1985Regulatory·Final

1984Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

WEALTH MANAGEMENT, LLC

CRD 162282 · SEC 801-74490

AUM

$117M

Regulatory assets under management

Employees

417 client accounts

Services offered by WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Edward Perry James offer?

Edward Perry James specializes in Financial Planning, Investment Management.

What are Edward Perry James's credentials?

Edward Perry James is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Edward Perry James located?

Edward Perry James is based in KNOXVILLE, Tennessee, last registered with WEALTH MANAGEMENT, LLC.

How does Edward Perry James charge for services?

Edward Perry James's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WEALTH MANAGEMENT, LLC?

WEALTH MANAGEMENT, LLC has approximately 3 employees and manages $117M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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