Unclaimed Profile

Charlotte W. Gaines

SILVER OAK SECURITIES INCORPORATED·JACKSON, Tennessee

SIE, Series 6, Series 7, Series 24, Series 63, Series 66Clean record18 years registeredSILVER OAK SECURITIES INCORPORATED

403 N. PARKWAY, JACKSON, TN 38305CRD# 4364021Firm CRD# 46947

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charlotte W. Gaines · JACKSON, TN

Registration

CRD #4364021 · SILVER OAK SECURITIES INCORPORATED · 18 years registered

Brand Profile

Not yet started

Career History

SILVER OAK SECURITIES, INC.

Jul 2008 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · July 25, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SILVER OAK SECURITIES INCORPORATED

CRD 46947 · SEC 801-71178

AUM

$1.5B

Regulatory assets under management

Employees

105

10,311 client accounts

Services offered by SILVER OAK SECURITIES INCORPORATED

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SILVER OAK SECURITIES INCORPORATED →

Introduction

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Frequently Asked Questions

What services does Charlotte W. Gaines offer?

Charlotte W. Gaines specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in JACKSON, Tennessee for a consultation.

What are Charlotte W. Gaines's credentials?

Charlotte W. Gaines is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charlotte W. Gaines located?

Charlotte W. Gaines is based in JACKSON, Tennessee, working with SILVER OAK SECURITIES INCORPORATED. Their office serves clients in the JACKSON metropolitan area and surrounding communities.

How does Charlotte W. Gaines charge for services?

Charlotte W. Gaines's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SILVER OAK SECURITIES INCORPORATED?

SILVER OAK SECURITIES INCORPORATED has approximately 105 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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