Unclaimed Profile

Douglas Allen Maher

BMS FINANCIAL ADVISORS, LLC·RAPID CITY, South Dakota

SIE, Series 7, Series 24, Series 51, Series 52TO, Series 53, Series 63, Series 65Clean record24 years registeredBMS FINANCIAL ADVISORS, LLC

1508 MOUNTAIN VIEW ROAD, RAPID CITY, SD 57702CRD# 3024783Firm CRD# 134738

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Douglas Allen Maher · RAPID CITY, SD

Registration

CRD #3024783 · BMS FINANCIAL ADVISORS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Sep 2023 – present

SAGEPOINT FINANCIAL, INC.

Oct 2005 – Feb 2013

RAPID CITY, SD

BMS FINANCIAL ADVISORS, LLC

Apr 2005 – Nov 2023

RAPID CITY, SD

SUNAMERICA SECURITIES, INC.

Apr 2002 – Oct 2005

RAPID CITY, SD

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 51

Series 52TO

Series 53

Series 63

Series 65

Registration record

First registered · April 5, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BMS FINANCIAL ADVISORS, LLC

CRD 134738 · SEC 801-79498

AUM

$388M

Regulatory assets under management

Employees

2,292 client accounts

Services offered by BMS FINANCIAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BMS FINANCIAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Douglas Allen Maher offer?

Douglas Allen Maher specializes in Financial Planning, Investment Management. Contact their office in RAPID CITY, South Dakota for a consultation.

What are Douglas Allen Maher's credentials?

Douglas Allen Maher is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Douglas Allen Maher located?

Douglas Allen Maher is based in RAPID CITY, South Dakota, working with BMS FINANCIAL ADVISORS, LLC. Their office serves clients in the RAPID CITY metropolitan area and surrounding communities.

How does Douglas Allen Maher charge for services?

Douglas Allen Maher's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BMS FINANCIAL ADVISORS, LLC?

BMS FINANCIAL ADVISORS, LLC has approximately 10 employees and manages $388M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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