Unclaimed Profile

James R Rook

PLANFIRST INC·GREENVILLE, South Carolina

Series 65Clean record23 years registeredPLANFIRST INC

9 HALTON GREEN WAY, GREENVILLE, SC 29607CRD# 4914133Firm CRD# 108941

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James R Rook · GREENVILLE, SC

Registration

CRD #4914133 · PLANFIRST INC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PLANFIRST INC

PLANFIRST INC

Jan 2003 – Mar 2019

GREENVILLE, SC

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · January 7, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PLANFIRST INC

CRD 108941 · SEC 801-55657

AUM

$374M

Regulatory assets under management

Employees

1,610 client accounts

Services offered by PLANFIRST INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at PLANFIRST INC →

Introduction

Speak with James

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if James is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in GREENVILLE?

Browse all registered financial advisors in GREENVILLE, South Carolina or claim this profile if it's yours.

Browse GREENVILLE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does James R Rook offer?

James R Rook specializes in Financial Planning, Investment Management, Wealth Management.

What are James R Rook's credentials?

James R Rook is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James R Rook located?

James R Rook is based in GREENVILLE, South Carolina, last registered with PLANFIRST INC.

How does James R Rook charge for services?

James R Rook's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PLANFIRST INC?

PLANFIRST INC has approximately 10 employees and manages $374M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →