Unclaimed Profile

David Jeffrey Herman

WEALTH MANAGEMENT ADVISORS, LLC·GREENVILLE, South Carolina

SIE, Series 7, Series 24, Series 63, Series 65Clean record11 years registeredWEALTH MANAGEMENT ADVISORS, LLC

3 LEGACY PARK ROAD, GREENVILLE, SC 29607CRD# 1716110Firm CRD# 171260

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Jeffrey Herman · GREENVILLE, SC

Registration

CRD #1716110 · WEALTH MANAGEMENT ADVISORS, LLC · 11 years registered

Brand Profile

Not yet started

Career History

FORTRESS PRIVATE LEDGER, LLC

Sep 2024 – present

WEALTH MANAGEMENT ADVISORS, LLC

Sep 2014 – Sep 2024

GREENVILLE, SC

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · September 12, 2014

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WEALTH MANAGEMENT ADVISORS, LLC

CRD 171260 · SEC 801-79660

AUM

$465M

Regulatory assets under management

Employees

1,380 client accounts

Services offered by WEALTH MANAGEMENT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WEALTH MANAGEMENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does David Jeffrey Herman offer?

David Jeffrey Herman specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in GREENVILLE, South Carolina for a consultation.

What are David Jeffrey Herman's credentials?

David Jeffrey Herman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Jeffrey Herman located?

David Jeffrey Herman is based in GREENVILLE, South Carolina, working with WEALTH MANAGEMENT ADVISORS, LLC. Their office serves clients in the GREENVILLE metropolitan area and surrounding communities.

How does David Jeffrey Herman charge for services?

David Jeffrey Herman's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WEALTH MANAGEMENT ADVISORS, LLC?

WEALTH MANAGEMENT ADVISORS, LLC has approximately 10 employees and manages $465M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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