Unclaimed Profile

Charles Louis Norton

GNI CAPITAL INC.·GREENVILLE, South Carolina

Series 7, Series 63Clean record23 years registeredGNI CAPITAL INC.

124 VERDAE BLVD, GREENVILLE, SC 29607CRD# 2780934Firm CRD# 114802

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Louis Norton · GREENVILLE, SC

Registration

CRD #2780934 · GNI CAPITAL INC. · 23 years registered

Brand Profile

Not yet started

Career History

PENN DAVIS MCFARLAND INC

Nov 2015 – present

USA MUTUALS ADVISORS, INC.

Oct 2005 – Dec 2019

DALLAS, TX

GNI CAPITAL INC.

Jan 2003 – Jul 2011

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · January 21, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GNI CAPITAL INC.

CRD 114802 · SEC 801-64110

AUM

$55M

Regulatory assets under management

Employees

38 client accounts

Services offered by GNI CAPITAL INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Market timing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at GNI CAPITAL INC. →

Introduction

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Frequently Asked Questions

What services does Charles Louis Norton offer?

Charles Louis Norton specializes in Investment Management, Wealth Management. Contact their office in GREENVILLE, South Carolina for a consultation.

What are Charles Louis Norton's credentials?

Charles Louis Norton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles Louis Norton located?

Charles Louis Norton is based in GREENVILLE, South Carolina, working with GNI CAPITAL INC.. Their office serves clients in the GREENVILLE metropolitan area and surrounding communities.

How does Charles Louis Norton charge for services?

Charles Louis Norton's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GNI CAPITAL INC.?

GNI CAPITAL INC. has approximately 4 employees and manages $55M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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