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Brian David Smith

SOUTHEAST FINANCIAL ADVISORS, LLC·GREENVILLE, South Carolina
SIE, Series 6, Series 7, Series 24, Series 26, Series 27, Series 63, Series 65, Series 99TOClean record27 years registeredSOUTHEAST FINANCIAL ADVISORS, LLC
750 EXECUTIVE CENTER DRIVE, GREENVILLE, SC 29615CRD# 2394812Firm CRD# 121757

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Brian David Smith · GREENVILLE, SC
Registration
CRD #2394812 · SOUTHEAST FINANCIAL ADVISORS, LLC · 27 years registered
Brand Profile
Not yet started
01

Career History

SOUTHEAST FINANCIAL ADVISORS
Jan 1999 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 24
Series 26
Series 27
Series 63
Series 65
Series 99TO
Registration record
First registered · January 19, 1999
Years registered · 27
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SOUTHEAST FINANCIAL ADVISORS, LLC
CRD 121757 · SEC 801-69899
AUM
$38M
Regulatory assets under management
Employees
1
856 client accounts
Services offered by SOUTHEAST FINANCIAL ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at SOUTHEAST FINANCIAL ADVISORS, LLC →
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Frequently Asked Questions

What services does Brian David Smith offer?
Brian David Smith specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in GREENVILLE, South Carolina for a consultation.
What are Brian David Smith's credentials?
Brian David Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Brian David Smith located?
Brian David Smith is based in GREENVILLE, South Carolina, working with SOUTHEAST FINANCIAL ADVISORS, LLC. Their office serves clients in the GREENVILLE metropolitan area and surrounding communities.
How does Brian David Smith charge for services?
Brian David Smith's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SOUTHEAST FINANCIAL ADVISORS, LLC?
SOUTHEAST FINANCIAL ADVISORS, LLC has approximately 1 employees and manages $38M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Research
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