Unclaimed Profile

Brian James Boughner

FIDUCIARY ALLIANCE LLC·GREENVILLE, South Carolina

Series 7, Series 63Clean record23 years registeredFIDUCIARY ALLIANCE LLC

511 RHETT STREET, SUITE 2A, GREENVILLE, SC 29601CRD# 4152328Firm CRD# 284924

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian James Boughner · GREENVILLE, SC

Registration

CRD #4152328 · FIDUCIARY ALLIANCE LLC · 23 years registered

Brand Profile

Not yet started

Career History

THE FIDUCIARY ALLIANCE

Sep 2016 – present

LAKEVIEW CAPITAL PARTNERS, LLC

May 2013 – Oct 2016

GREENVILLE, SC

BB&T ASSET MANAGEMENT, INC.

Jun 2009 – Nov 2010

GREENVILLE, SC

CHARLES SCHWAB & CO., INC.

Mar 2003 – May 2003

ORLANDO, FL

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · March 28, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIDUCIARY ALLIANCE LLC

CRD 284924 · SEC 801-108283

AUM

$1.2B

Regulatory assets under management

Employees

16,591 client accounts

Services offered by FIDUCIARY ALLIANCE LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FIDUCIARY ALLIANCE LLC →

Introduction

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Frequently Asked Questions

What services does Brian James Boughner offer?

Brian James Boughner specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in GREENVILLE, South Carolina for a consultation.

What are Brian James Boughner's credentials?

Brian James Boughner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian James Boughner located?

Brian James Boughner is based in GREENVILLE, South Carolina, working with FIDUCIARY ALLIANCE LLC. Their office serves clients in the GREENVILLE metropolitan area and surrounding communities.

How does Brian James Boughner charge for services?

Brian James Boughner's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIDUCIARY ALLIANCE LLC?

FIDUCIARY ALLIANCE LLC has approximately 48 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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