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Thomas Anthony Gore

KEEN CAPITAL, LTD·CHAPIN, South Carolina
Series 6, Series 7, Series 24, Series 63, Series 65Clean record24 years registeredKEEN CAPITAL, LTD
510 LEXINGTON AVENUE, CHAPIN, SC 29036CRD# 4261918Firm CRD# 145023

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Anthony Gore · CHAPIN, SC
Registration
CRD #4261918 · KEEN CAPITAL, LTD · 24 years registered
Brand Profile
Not yet started
01

Career History

KEEN CAPITAL, LTD
Aug 2007 – present
MML INVESTORS SERVICES, INC.
Jul 2002 – Sep 2005
COLUMBIA, SC
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 7
Series 24
Series 63
Series 65
Registration record
First registered · July 30, 2002
Years registered · 24
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
KEEN CAPITAL, LTD
CRD 145023 · SEC 801-123128
AUM
$144M
Regulatory assets under management
Employees
11
352 client accounts
Services offered by KEEN CAPITAL, LTD
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at KEEN CAPITAL, LTD →
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05

Frequently Asked Questions

What services does Thomas Anthony Gore offer?
Thomas Anthony Gore specializes in Financial Planning, Investment Management. Contact their office in CHAPIN, South Carolina for a consultation.
What are Thomas Anthony Gore's credentials?
Thomas Anthony Gore is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Anthony Gore located?
Thomas Anthony Gore is based in CHAPIN, South Carolina, working with KEEN CAPITAL, LTD. Their office serves clients in the CHAPIN metropolitan area and surrounding communities.
How does Thomas Anthony Gore charge for services?
Thomas Anthony Gore's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is KEEN CAPITAL, LTD?
KEEN CAPITAL, LTD has approximately 11 employees and manages $144M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at KEEN CAPITAL, LTD

Katherine Marie Stokes
CHAPIN, SC

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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in South Carolina
GREENVILLE (88)CHARLESTON (52)COLUMBIA (48)FORT MILL (24)MOUNT PLEASANT (22)MT. PLEASANT (14)GREENWOOD (9)ROCK HILL (9)SPARTANBURG (8)SENECA (8)
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GREENVILLE GuideCHARLESTON GuideCOLUMBIA GuideFORT MILL GuideMOUNT PLEASANT Guide
Research
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