AdvisorOS Directory
Claim Profile
Unclaimed Profile
KS

Katherine Marie Stokes

KEEN CAPITAL, LTD·CHAPIN, South Carolina
16 years registeredKEEN CAPITAL, LTD
510 LEXINGTON AVENUE, CHAPIN, SC 29036CRD# 5642429Firm CRD# 145023

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Katherine Marie Stokes · CHAPIN, SC
Registration
CRD #5642429 · KEEN CAPITAL, LTD · 16 years registered
Brand Profile
Not yet started
01

Career History

KEEN CAPITAL, LTD
Apr 2015 – present
JE WILSON ADVISORS, LLC
Jan 2010 – Feb 2015
COLUMBIA, SC
02

Registrations & Exams

Registration record
First registered · January 29, 2010
Years registered · 16
03

Disclosure History

2012Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
KEEN CAPITAL, LTD
CRD 145023 · SEC 801-123128
AUM
$144M
Regulatory assets under management
Employees
11
352 client accounts
Services offered by KEEN CAPITAL, LTD
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at KEEN CAPITAL, LTD →
Introduction

Speak with Katherine

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Katherine is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CHAPIN?

Browse all registered financial advisors in CHAPIN, South Carolina or claim this profile if it's yours.

Browse CHAPIN AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Katherine Marie Stokes offer?
Katherine Marie Stokes specializes in Financial Planning, Investment Management. Contact their office in CHAPIN, South Carolina for a consultation.
What are Katherine Marie Stokes's credentials?
Katherine Marie Stokes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Katherine Marie Stokes located?
Katherine Marie Stokes is based in CHAPIN, South Carolina, working with KEEN CAPITAL, LTD. Their office serves clients in the CHAPIN metropolitan area and surrounding communities.
How does Katherine Marie Stokes charge for services?
Katherine Marie Stokes's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is KEEN CAPITAL, LTD?
KEEN CAPITAL, LTD has approximately 11 employees and manages $144M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at KEEN CAPITAL, LTD

Thomas Anthony Gore
CHAPIN, SC

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in South Carolina
GREENVILLE (88)CHARLESTON (52)COLUMBIA (48)FORT MILL (24)MOUNT PLEASANT (22)MT. PLEASANT (14)GREENWOOD (9)ROCK HILL (9)SPARTANBURG (8)SENECA (8)
City Guides
GREENVILLE GuideCHARLESTON GuideCOLUMBIA GuideFORT MILL GuideMOUNT PLEASANT Guide
Research
Advisor Fees in South CarolinaNational Fee Analysis
Request removal of this profile