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Katherine Marie Stokes

KEEN CAPITAL, LTD·CHAPIN, South Carolina
Clean recordKEEN CAPITAL, LTD
510 LEXINGTON AVENUE, CHAPIN, SC 29036CRD# 5642429Firm CRD# 145023

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Katherine Marie Stokes · CHAPIN, SC
Registration
CRD #5642429 · KEEN CAPITAL, LTD
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Katherine Marie Stokes is a registered financial advisor based in CHAPIN, South Carolina, affiliated with KEEN CAPITAL, LTD. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
KEEN CAPITAL, LTD
KEEN CAPITAL, LTD
AUM
$144M
Regulatory assets under management
Employees
11
Total firm employees
View all advisors at KEEN CAPITAL, LTD →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 5642429
Firm CRD# 145023
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Katherine Marie Stokes offer?
Katherine Marie Stokes specializes in Financial Planning, Investment Management. Contact their office in CHAPIN, South Carolina for a consultation.
What are Katherine Marie Stokes's credentials?
Katherine Marie Stokes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Katherine Marie Stokes located?
Katherine Marie Stokes is based in CHAPIN, South Carolina, working with KEEN CAPITAL, LTD. Their office serves clients in the CHAPIN metropolitan area and surrounding communities.
How does Katherine Marie Stokes charge for services?
Katherine Marie Stokes's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is KEEN CAPITAL, LTD?
KEEN CAPITAL, LTD has approximately 11 employees and manages $144M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at KEEN CAPITAL, LTD

Thomas Anthony Gore
CHAPIN, SC

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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in South Carolina
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GREENVILLE GuideCHARLESTON GuideCOLUMBIA GuideFORT MILL GuideMOUNT PLEASANT Guide
Research
Advisor Fees in South CarolinaNational Fee Analysis
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