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Richard Francis Carolan

BLUE FIN CAPITAL, INC.·WARREN, Rhode Island
Unclaimed Profile
91 MAIN STREET, WARREN, RI 02885CRD# 1544525Firm CRD# 108451
01

About

Richard Francis Carolan is a registered financial advisor based in WARREN, Rhode Island, affiliated with BLUE FIN CAPITAL, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Fee-Only Advisory
Client Types
Individuals
03

Firm Overview

Firm
BLUE FIN CAPITAL, INC.
BLUE FIN CAPITAL, INC.
AUM
$507M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at BLUE FIN CAPITAL, INC. →
Services
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 1544525
Firm CRD# 108451
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Richard Francis Carolan offer?
Richard Francis Carolan specializes in Investment Management, Fee-Only Advisory. Contact their office in WARREN, Rhode Island for a consultation.
What are Richard Francis Carolan's credentials?
Richard Francis Carolan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Francis Carolan located?
Richard Francis Carolan is based in WARREN, Rhode Island, working with BLUE FIN CAPITAL, INC.. Their office serves clients in the WARREN metropolitan area and surrounding communities.
How does Richard Francis Carolan charge for services?
Richard Francis Carolan's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BLUE FIN CAPITAL, INC.?
BLUE FIN CAPITAL, INC. has approximately 4 employees and manages $507M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in WARREN
Mars Jonathan Bishop — BLUE FIN CAPITAL, INC.Todd Niles Kenyon — NOBADEER CAPITAL MANAGEMENT, LLCGregory Moran Hyman — BLUE FIN CAPITAL, INC.
Nearby cities in Rhode Island
PROVIDENCE (133)SMITHFIELD (23)WESTERLY (17)NEWPORT (12)WARWICK (11)
City Guides
PROVIDENCE GuideSMITHFIELD GuideWESTERLY GuideNEWPORT GuideWARWICK Guide
Research
Advisor Fees in Rhode IslandNational Fee Analysis
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