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Richard Francis Carolan

BLUE FIN CAPITAL, INC.·WARREN, Rhode Island
Series 7, Series 24, Series 63, Series 65Clean record30 years registeredBLUE FIN CAPITAL, INC.
91 MAIN STREET, WARREN, RI 02885CRD# 1544525Firm CRD# 108451

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard Francis Carolan · WARREN, RI
Registration
CRD #1544525 · BLUE FIN CAPITAL, INC. · 30 years registered
Brand Profile
Not yet started
01

Career History

BLUE FIN CAPITAL, INC.
May 1996 – present
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 24
Series 63
Series 65
Registration record
First registered · May 15, 1996
Years registered · 30
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
BLUE FIN CAPITAL, INC.
CRD 108451 · SEC 801-56127
AUM
$507M
Regulatory assets under management
Employees
4
685 client accounts
Services offered by BLUE FIN CAPITAL, INC.
Per Form ADV
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
View all advisors at BLUE FIN CAPITAL, INC. →
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05

Frequently Asked Questions

What services does Richard Francis Carolan offer?
Richard Francis Carolan specializes in Investment Management, Fee-Only Advisory. Contact their office in WARREN, Rhode Island for a consultation.
What are Richard Francis Carolan's credentials?
Richard Francis Carolan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Francis Carolan located?
Richard Francis Carolan is based in WARREN, Rhode Island, working with BLUE FIN CAPITAL, INC.. Their office serves clients in the WARREN metropolitan area and surrounding communities.
How does Richard Francis Carolan charge for services?
Richard Francis Carolan's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BLUE FIN CAPITAL, INC.?
BLUE FIN CAPITAL, INC. has approximately 4 employees and manages $507M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at BLUE FIN CAPITAL, INC.

Clark Augustus Sammartino
PROVIDENCE, RI
Gregory Moran Hyman
WARREN, RI
Mars Jonathan Bishop
WARREN, RI

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