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Mark Robert Provost

D & P INVESTMENT ADVISORS, LTD.·WAKEFIELD, Rhode Island
Series 24, Series 65Clean record23 years registeredD & P INVESTMENT ADVISORS, LTD.
10 HIGH STREET, WAKEFIELD, RI 02879CRD# 4516166Firm CRD# 119631

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Mark Robert Provost · WAKEFIELD, RI
Registration
CRD #4516166 · D & P INVESTMENT ADVISORS, LTD. · 23 years registered
Brand Profile
Not yet started
01

Career History

D & P INVESTMENT ADVISORS, LTD.
Nov 2002 – present
02

Registrations & Exams

FINRA examinations passed
Series 24
Series 65
Registration record
First registered · November 26, 2002
Years registered · 23
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
D & P INVESTMENT ADVISORS, LTD.
CRD 119631 · SEC 801-124798
AUM
$152M
Regulatory assets under management
Employees
1
602 client accounts
Services offered by D & P INVESTMENT ADVISORS, LTD.
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at D & P INVESTMENT ADVISORS, LTD. →
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05

Frequently Asked Questions

What services does Mark Robert Provost offer?
Mark Robert Provost specializes in Financial Planning, Investment Management. Contact their office in WAKEFIELD, Rhode Island for a consultation.
What are Mark Robert Provost's credentials?
Mark Robert Provost is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Mark Robert Provost located?
Mark Robert Provost is based in WAKEFIELD, Rhode Island, working with D & P INVESTMENT ADVISORS, LTD.. Their office serves clients in the WAKEFIELD metropolitan area and surrounding communities.
How does Mark Robert Provost charge for services?
Mark Robert Provost's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is D & P INVESTMENT ADVISORS, LTD.?
D & P INVESTMENT ADVISORS, LTD. has approximately 1 employees and manages $152M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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