AdvisorOS Directory
Claim Profile
WB

Wendy Sian Burgess

FIAM LLC·SMITHFIELD, Rhode Island
Unclaimed Profile
900 SALEM STREET, SMITHFIELD, RI 02917CRD# 6054880Firm CRD# 133196
01

About

Wendy Sian Burgess is a registered financial advisor based in SMITHFIELD, Rhode Island, affiliated with FIAM LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Institutional Investors
Pension & Retirement Plans
03

Firm Overview

Firm
FIAM LLC
FIAM LLC
AUM
$219.2B
Regulatory assets under management
Employees
168
Total firm employees
View all advisors at FIAM LLC →
Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Other
04

Background

Compensation
Percentage of AUM
Performance-based fees
Other: ADMINISTRATION FEES. PERCENTAGE OF REVENUE FROM AFFILIATES
Regulatory
SEC/IARD CRD# 6054880
Firm CRD# 133196
2 disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in SMITHFIELD?

Browse all registered financial advisors in SMITHFIELD, Rhode Island or claim this profile if it's yours.

Browse SMITHFIELD AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Wendy Sian Burgess offer?
Wendy Sian Burgess specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in SMITHFIELD, Rhode Island for a consultation.
What are Wendy Sian Burgess's credentials?
Wendy Sian Burgess is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Wendy Sian Burgess located?
Wendy Sian Burgess is based in SMITHFIELD, Rhode Island, working with FIAM LLC. Their office serves clients in the SMITHFIELD metropolitan area and surrounding communities.
How does Wendy Sian Burgess charge for services?
Wendy Sian Burgess's firm is compensated through percentage of aum, performance-based fees, other: administration fees. percentage of revenue from affiliates. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FIAM LLC?
FIAM LLC has approximately 168 employees and manages $219.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in SMITHFIELD
John Bernard Mcginty Jr — FIAM LLCYoung Duchung Chin — PYRAMIS GLOBAL ADVISORS, LLCMichael Paul Palermo — PYRAMIS GLOBAL ADVISORS, LLCMaureen Alma Fitzgerald — PYRAMIS GLOBAL ADVISORS, LLCArthur Clayton Everly — WEALTH MANAGEMENT RESOURCES, INC.
Nearby cities in Rhode Island
PROVIDENCE (133)WESTERLY (17)NEWPORT (12)WARWICK (11)WEST WARWICK (9)
City Guides
PROVIDENCE GuideWESTERLY GuideNEWPORT GuideWARWICK GuideWEST WARWICK Guide
Research
Advisor Fees in Rhode IslandNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile