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Nancy Delia Prior

FIAM LLC·SMITHFIELD, Rhode Island
Unclaimed Profile
900 SALEM STREET, SMITHFIELD, RI 02917CRD# 6044826Firm CRD# 133196
01

About

Nancy Delia Prior is a registered financial advisor based in SMITHFIELD, Rhode Island, affiliated with FIAM LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Institutional Investors
Pension & Retirement Plans
03

Firm Overview

Firm
FIAM LLC
FIAM LLC
AUM
$219.2B
Regulatory assets under management
Employees
168
Total firm employees
View all advisors at FIAM LLC →
Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Other
04

Background

Compensation
Percentage of AUM
Performance-based fees
Other: ADMINISTRATION FEES. PERCENTAGE OF REVENUE FROM AFFILIATES
Regulatory
SEC/IARD CRD# 6044826
Firm CRD# 133196
2 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Nancy Delia Prior offer?
Nancy Delia Prior specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in SMITHFIELD, Rhode Island for a consultation.
What are Nancy Delia Prior's credentials?
Nancy Delia Prior is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Nancy Delia Prior located?
Nancy Delia Prior is based in SMITHFIELD, Rhode Island, working with FIAM LLC. Their office serves clients in the SMITHFIELD metropolitan area and surrounding communities.
How does Nancy Delia Prior charge for services?
Nancy Delia Prior's firm is compensated through percentage of aum, performance-based fees, other: administration fees. percentage of revenue from affiliates. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FIAM LLC?
FIAM LLC has approximately 168 employees and manages $219.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in SMITHFIELD
John Bernard Mcginty Jr — FIAM LLCYoung Duchung Chin — PYRAMIS GLOBAL ADVISORS, LLCMichael Paul Palermo — PYRAMIS GLOBAL ADVISORS, LLCWendy Sian Burgess — FIAM LLCArthur Clayton Everly — WEALTH MANAGEMENT RESOURCES, INC.
Nearby cities in Rhode Island
PROVIDENCE (133)WESTERLY (17)NEWPORT (12)WARWICK (11)WEST WARWICK (9)
City Guides
PROVIDENCE GuideWESTERLY GuideNEWPORT GuideWARWICK GuideWEST WARWICK Guide
Research
Advisor Fees in Rhode IslandNational Fee Analysis
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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