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John Bernard Mcginty Jr

FIAM LLC·SMITHFIELD, Rhode Island
SIE, Series 7TO, Series 14, Series 24, Series 63Clean recordFIAM LLC
900 SALEM STREET, SMITHFIELD, RI 02917CRD# 5560420Firm CRD# 133196

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
John Bernard Mcginty Jr · SMITHFIELD, RI
Registration
CRD #5560420 · FIAM LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7TO
Series 14
Series 24
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
FIAM LLC
CRD 133196 · SEC 801-63658
AUM
$219.2B
Regulatory assets under management
Employees
168
605 client accounts
Services offered by FIAM LLC
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Pension & Retirement Plans
View all advisors at FIAM LLC →
Introduction

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Frequently Asked Questions

What services does John Bernard Mcginty Jr offer?
John Bernard Mcginty Jr specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in SMITHFIELD, Rhode Island for a consultation.
What are John Bernard Mcginty Jr's credentials?
John Bernard Mcginty Jr is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John Bernard Mcginty Jr located?
John Bernard Mcginty Jr is based in SMITHFIELD, Rhode Island, working with FIAM LLC. Their office serves clients in the SMITHFIELD metropolitan area and surrounding communities.
How does John Bernard Mcginty Jr charge for services?
John Bernard Mcginty Jr's firm is compensated through percentage of aum, performance-based fees, other: administration fees. percentage of revenue from affiliates. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FIAM LLC?
FIAM LLC has approximately 168 employees and manages $219.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at FIAM LLC

Casey Moore Condron
SMITHFIELD, RI
Christian Girard Pariseault
SMITHFIELD, RI
James Shelton Carroll
SMITHFIELD, RI
Matthew (nmn) Depiero
SMITHFIELD, RI
Patrick James Sheppard
SMITHFIELD, RI

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