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M. Douglas Fay

SK WEALTH MANAGEMENT, LLC·PROVIDENCE, Rhode Island
Clean recordSK WEALTH MANAGEMENT, LLC
50 HOLDEN ST, PROVIDENCE, RI 02908-5757CRD# 5578046Firm CRD# 109114

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
M. Douglas Fay · PROVIDENCE, RI
Registration
CRD #5578046 · SK WEALTH MANAGEMENT, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

M. Douglas Fay is a registered financial advisor based in PROVIDENCE, Rhode Island, affiliated with SK WEALTH MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
SK WEALTH MANAGEMENT, LLC
SK WEALTH MANAGEMENT, LLC
AUM
$429M
Regulatory assets under management
Employees
6
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 5578046
Firm CRD# 109114
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does M. Douglas Fay offer?
M. Douglas Fay specializes in Financial Planning, Investment Management. Contact their office in PROVIDENCE, Rhode Island for a consultation.
What are M. Douglas Fay's credentials?
M. Douglas Fay is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is M. Douglas Fay located?
M. Douglas Fay is based in PROVIDENCE, Rhode Island, working with SK WEALTH MANAGEMENT, LLC. Their office serves clients in the PROVIDENCE metropolitan area and surrounding communities.
How does M. Douglas Fay charge for services?
M. Douglas Fay's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SK WEALTH MANAGEMENT, LLC?
SK WEALTH MANAGEMENT, LLC has approximately 6 employees and manages $429M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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