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Richard Carlyle Young

YOUNG RICHARD C & CO LTD·NEWPORT, Rhode Island
Clean record31 years registeredYOUNG RICHARD C & CO LTD
98 WILLIAM STREET, NEWPORT, RI 02840CRD# 475131Firm CRD# 105866

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard Carlyle Young · NEWPORT, RI
Registration
CRD #475131 · YOUNG RICHARD C & CO LTD · 31 years registered
Brand Profile
Not yet started
01

Career History

YOUNG RICHARD C & CO LTD
Sep 1994 – present
02

Registrations & Exams

Registration record
First registered · September 8, 1994
Years registered · 31
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
YOUNG RICHARD C & CO LTD
CRD 105866 · SEC 801-35765
AUM
$1.4B
Regulatory assets under management
Employees
13
1,992 client accounts
Services offered by YOUNG RICHARD C & CO LTD
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
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Introduction

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Frequently Asked Questions

What services does Richard Carlyle Young offer?
Richard Carlyle Young specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in NEWPORT, Rhode Island for a consultation.
What are Richard Carlyle Young's credentials?
Richard Carlyle Young is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Carlyle Young located?
Richard Carlyle Young is based in NEWPORT, Rhode Island, working with YOUNG RICHARD C & CO LTD. Their office serves clients in the NEWPORT metropolitan area and surrounding communities.
How does Richard Carlyle Young charge for services?
Richard Carlyle Young's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is YOUNG RICHARD C & CO LTD?
YOUNG RICHARD C & CO LTD has approximately 13 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at YOUNG RICHARD C & CO LTD

Christopher John Stack
NEWPORT, RI
Jeremy David Jones
NEWPORT, RI
Amy Lynn Evans
NEWPORT, RI
Matthew Alexander Young
NEWPORT, RI

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Nearby cities in Rhode Island
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Research
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