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Barclay Douglas

SLOCUM GORDON & CO LLP·NEWPORT, Rhode Island
Unclaimed Profile
39 MILL STREET, NEWPORT, RI 02840CRD# 4346937Firm CRD# 104929
01

About

Barclay Douglas is a registered financial advisor based in NEWPORT, Rhode Island, affiliated with SLOCUM GORDON & CO LLP. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Client Types
Individuals
03

Firm Overview

Firm
SLOCUM GORDON & CO LLP
SLOCUM, GORDON & CO. LLP
AUM
$216M
Regulatory assets under management
Employees
6
Total firm employees
View all advisors at SLOCUM GORDON & CO LLP →
Services
Portfolio management (individuals)
Selection of other advisers
Market timing services
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Regulatory
SEC/IARD CRD# 4346937
Firm CRD# 104929
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Barclay Douglas offer?
Barclay Douglas specializes in Investment Management, Wealth Management. Contact their office in NEWPORT, Rhode Island for a consultation.
What are Barclay Douglas's credentials?
Barclay Douglas is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Barclay Douglas located?
Barclay Douglas is based in NEWPORT, Rhode Island, working with SLOCUM GORDON & CO LLP. Their office serves clients in the NEWPORT metropolitan area and surrounding communities.
How does Barclay Douglas charge for services?
Barclay Douglas's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SLOCUM GORDON & CO LLP?
SLOCUM GORDON & CO LLP has approximately 6 employees and manages $216M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Rhode Island
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City Guides
PROVIDENCE GuideSMITHFIELD GuideWESTERLY GuideWARWICK GuideWEST WARWICK Guide
Research
Advisor Fees in Rhode IslandNational Fee Analysis
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