Unclaimed Profile

Alan Stephen Wardyga

WEALTH MANAGEMENT RESOURCES, INC.·N. SMITHFIELD, Rhode Island

SIE, Series 6, Series 26, Series 63, Series 65CFP30 years registeredWEALTH MANAGEMENT RESOURCES, INC.

501 GREAT ROAD, N. SMITHFIELD, RI 02896CRD# 2169985Firm CRD# 45452

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Alan Stephen Wardyga · N. SMITHFIELD, RI

Registration

CRD #2169985 · WEALTH MANAGEMENT RESOURCES, INC. · 30 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WEALTH MANAGEMENT RESOURCES, INC.

WEALTH MANAGEMENT RESOURCES, INC.

Apr 1996 – Feb 2017

NO. SMITHFIELD, RI

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 26

Series 63

Series 65

Registration record

First registered · April 18, 1996

Years registered · 30

Professional designation · CFP

Disclosure History

1997Regulatory·Final

1993Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

WEALTH MANAGEMENT RESOURCES, INC.

CRD 45452 · SEC 801-57281

AUM

$339M

Regulatory assets under management

Employees

1,450 client accounts

Services offered by WEALTH MANAGEMENT RESOURCES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at WEALTH MANAGEMENT RESOURCES, INC. →

Introduction

Speak with Alan Stephen

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Alan Stephen is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in N. SMITHFIELD?

Browse all registered financial advisors in N. SMITHFIELD, Rhode Island or claim this profile if it's yours.

Browse N. SMITHFIELD Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Alan Stephen Wardyga offer?

Alan Stephen Wardyga specializes in Financial Planning, Investment Management, Wealth Management.

What are Alan Stephen Wardyga's credentials?

Alan Stephen Wardyga holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Alan Stephen Wardyga located?

Alan Stephen Wardyga is based in N. SMITHFIELD, Rhode Island, last registered with WEALTH MANAGEMENT RESOURCES, INC..

How does Alan Stephen Wardyga charge for services?

Alan Stephen Wardyga's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WEALTH MANAGEMENT RESOURCES, INC.?

WEALTH MANAGEMENT RESOURCES, INC. has approximately 10 employees and manages $339M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →