AdvisorOS Directory
Claim Profile
Unclaimed Profile
PD

Peter Austin Dunlap

CITIZENS SECURITIES, INC.·JOHNSTON, Rhode Island
SIE, Series 6, Series 6TO, Series 7, Series 24, Series 63, Series 66Clean recordCITIZENS SECURITIES, INC.
ONE CITIZENS BANK WAY, JOHNSTON, RI 02043CRD# 2220292Firm CRD# 39550

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Peter Austin Dunlap · JOHNSTON, RI
Registration
CRD #2220292 · CITIZENS SECURITIES, INC.
Brand Profile
Not yet started
01

Career History

AMERIPRISE FINANCIAL SERVICES, LLC
Jun 2026 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 6TO
Series 7
Series 24
Series 63
Series 66
Registration record
First registered · June 27, 2026
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
CITIZENS SECURITIES, INC.
CRD 39550 · SEC 801-61902
AUM
$7.3B
Regulatory assets under management
Employees
613
47,222 client accounts
Services offered by CITIZENS SECURITIES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at CITIZENS SECURITIES, INC. →
Introduction

Speak with Peter Austin

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Peter Austin is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in JOHNSTON?

Browse all registered financial advisors in JOHNSTON, Rhode Island or claim this profile if it's yours.

Browse JOHNSTON AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Peter Austin Dunlap offer?
Peter Austin Dunlap specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in JOHNSTON, Rhode Island for a consultation.
What are Peter Austin Dunlap's credentials?
Peter Austin Dunlap is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Peter Austin Dunlap located?
Peter Austin Dunlap is based in JOHNSTON, Rhode Island, working with CITIZENS SECURITIES, INC.. Their office serves clients in the JOHNSTON metropolitan area and surrounding communities.
How does Peter Austin Dunlap charge for services?
Peter Austin Dunlap's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CITIZENS SECURITIES, INC.?
CITIZENS SECURITIES, INC. has approximately 613 employees and manages $7.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at CITIZENS SECURITIES, INC.

Chad Arnold
JOHNSTON, RI
CFP
Dawn Autin Dupre
DEDHAM, MA
Jason Cleveland Bugg
DEDHAM, MA
Mark David Pinocci
DEDHAM, MA
Michael Cherny
JOHNSTON, RI
Kevin John Carvalho
JOHNSTON, RI

More Advisors in JOHNSTON, Rhode Island

Robert Michael Howard
CITIZENS SECURITIES, INC.·JOHNSTON, RI
Scott Wayne Coulter
CITIZENS SECURITIES, INC.·JOHNSTON, RI
CFP
Lawrence Seidl
CITIZENS SECURITIES, INC.·JOHNSTON, RI

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Rhode Island
PROVIDENCE (66)WESTERLY (14)SMITHFIELD (11)WARWICK (10)WEST WARWICK (9)MIDDLETOWN (8)NEWPORT (8)EAST GREENWICH (6)LINCOLN (5)CRANSTON (4)
City Guides
PROVIDENCE GuideWESTERLY GuideSMITHFIELD GuideWARWICK GuideWEST WARWICK Guide
Research
Advisor Fees in Rhode IslandNational Fee Analysis
Request removal of this profile