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Daniel Patrick Forbes

FORBES FINANCIAL PLANNING, INC.·EAST GREENWICH, Rhode Island
Series 6, Series 7, Series 63, Series 65Clean record18 years registeredFORBES FINANCIAL PLANNING, INC.
660 MAIN STREET, EAST GREENWICH, RI 02818CRD# 3055207Firm CRD# 143912

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Daniel Patrick Forbes · EAST GREENWICH, RI
Registration
CRD #3055207 · FORBES FINANCIAL PLANNING, INC. · 18 years registered
Brand Profile
Not yet started
01

Career History

FORBES FINANCIAL PLANNING, INC.
Nov 2009 – present
EAGLE STRATEGIES LLC
Dec 2007 – Apr 2008
PROVIDENCE, RI
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 7
Series 63
Series 65
Registration record
First registered · December 17, 2007
Years registered · 18
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
FORBES FINANCIAL PLANNING, INC.
CRD 143912 · SEC 801-117958
AUM
$176M
Regulatory assets under management
Employees
4
851 client accounts
Services offered by FORBES FINANCIAL PLANNING, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at FORBES FINANCIAL PLANNING, INC. →
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05

Frequently Asked Questions

What services does Daniel Patrick Forbes offer?
Daniel Patrick Forbes specializes in Financial Planning, Investment Management. Contact their office in EAST GREENWICH, Rhode Island for a consultation.
What are Daniel Patrick Forbes's credentials?
Daniel Patrick Forbes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Daniel Patrick Forbes located?
Daniel Patrick Forbes is based in EAST GREENWICH, Rhode Island, working with FORBES FINANCIAL PLANNING, INC.. Their office serves clients in the EAST GREENWICH metropolitan area and surrounding communities.
How does Daniel Patrick Forbes charge for services?
Daniel Patrick Forbes's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FORBES FINANCIAL PLANNING, INC.?
FORBES FINANCIAL PLANNING, INC. has approximately 4 employees and manages $176M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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