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David Galarza-Sosa

GAMMA ASSET MANAGEMENT LLC·SAN JUAN, Puerto Rico
SIE, Series 7, Series 24, Series 53Clean recordGAMMA ASSET MANAGEMENT LLC
EDIFICIO OCHOA 500 CALLE DE LA TANCA, SAN JUAN, PR 00901-1969CRD# 5221334Firm CRD# 300050

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David Galarza-Sosa · SAN JUAN, PR
Registration
CRD #5221334 · GAMMA ASSET MANAGEMENT LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 53
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
GAMMA ASSET MANAGEMENT LLC
CRD 300050 · SEC 801-129754
AUM
$244M
Regulatory assets under management
Employees
10
96 client accounts
Services offered by GAMMA ASSET MANAGEMENT LLC
Per Form ADV
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
View all advisors at GAMMA ASSET MANAGEMENT LLC →
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04

Frequently Asked Questions

What services does David Galarza-Sosa offer?
David Galarza-Sosa specializes in Investment Management, Fee-Only Advisory. Contact their office in SAN JUAN, Puerto Rico for a consultation.
What are David Galarza-Sosa's credentials?
David Galarza-Sosa is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Galarza-Sosa located?
David Galarza-Sosa is based in SAN JUAN, Puerto Rico, working with GAMMA ASSET MANAGEMENT LLC. Their office serves clients in the SAN JUAN metropolitan area and surrounding communities.
How does David Galarza-Sosa charge for services?
David Galarza-Sosa's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GAMMA ASSET MANAGEMENT LLC?
GAMMA ASSET MANAGEMENT LLC has approximately 10 employees and manages $244M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Puerto Rico
GUAYNABO (35)HATO REY (14)DORADO (5)LUGUILLO (2)OLD SAN JUAN, SAN JUAN (0)PONCE (0)SAN SEBASTIAN (0)CAGUAS (0)HATILLO (0)RINCON (0)
City Guides
GUAYNABO GuideHATO REY GuideDORADO GuideLUGUILLO GuideOLD SAN JUAN, SAN JUAN Guide
Research
Advisor Fees in Puerto RicoNational Fee Analysis
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