Unclaimed Profile

Ruben Diaz Barroso

SANTANDER SECURITIES LLC·GUAYNABO, Puerto Rico

SANTANDER SECURITIES LLC

SANTANDER TOWER B7 TABONUCO STREET, GUAYNABO, PR 00968-3028CRD# 5846921Firm CRD# 41791

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ruben Diaz Barroso · GUAYNABO, PR

Registration

CRD #5846921 · SANTANDER SECURITIES LLC

Brand Profile

Not yet started

Disclosure history

11 disclosures on file · See FINRA BrokerCheck for full record

About

Ruben Diaz Barroso is a registered financial advisor based in GUAYNABO, Puerto Rico, affiliated with SANTANDER SECURITIES LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Fee-Only Advisory

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

SANTANDER SECURITIES LLC

SANTANDER SECURITIES

AUM

$2.1B

Regulatory assets under management

Employees

478

Total firm employees

View all advisors at SANTANDER SECURITIES LLC →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Regulatory

SEC/IARD CRD# 5846921

Firm CRD# 41791

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Ruben Diaz Barroso offer?

Ruben Diaz Barroso specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in GUAYNABO, Puerto Rico for a consultation.

What are Ruben Diaz Barroso's credentials?

Ruben Diaz Barroso is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ruben Diaz Barroso located?

Ruben Diaz Barroso is based in GUAYNABO, Puerto Rico, working with SANTANDER SECURITIES LLC. Their office serves clients in the GUAYNABO metropolitan area and surrounding communities.

How does Ruben Diaz Barroso charge for services?

Ruben Diaz Barroso's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SANTANDER SECURITIES LLC?

SANTANDER SECURITIES LLC has approximately 478 employees and manages $2.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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