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Ruben Diaz Barroso

SANTANDER SECURITIES LLC·GUAYNABO, Puerto Rico
Unclaimed Profile
SANTANDER TOWER B7 TABONUCO STREET, GUAYNABO, PR 00968-3028CRD# 5846921Firm CRD# 41791
01

About

Ruben Diaz Barroso is a registered financial advisor based in GUAYNABO, Puerto Rico, affiliated with SANTANDER SECURITIES LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Fee-Only Advisory
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
SANTANDER SECURITIES LLC
SANTANDER SECURITIES
AUM
$2.1B
Regulatory assets under management
Employees
478
Total firm employees
View all advisors at SANTANDER SECURITIES LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 5846921
Firm CRD# 41791
11 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Ruben Diaz Barroso offer?
Ruben Diaz Barroso specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in GUAYNABO, Puerto Rico for a consultation.
What are Ruben Diaz Barroso's credentials?
Ruben Diaz Barroso is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Ruben Diaz Barroso located?
Ruben Diaz Barroso is based in GUAYNABO, Puerto Rico, working with SANTANDER SECURITIES LLC. Their office serves clients in the GUAYNABO metropolitan area and surrounding communities.
How does Ruben Diaz Barroso charge for services?
Ruben Diaz Barroso's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SANTANDER SECURITIES LLC?
SANTANDER SECURITIES LLC has approximately 478 employees and manages $2.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in GUAYNABO
Carlos Miguel Garcia — BAYBOSTON MANAGERS PUERTO RICO LLCRichard Scott Umstead — MOSAIC INVESTMENT PARTNERS, INC.Lee Dana Weiss — MOSAIC INVESTMENT PARTNERS, INC.John Raymond Watson — SANTANDER SECURITIES LLCEduardo Manuel Inclan — BLUHAUS CAPITAL MANAGEMENT LLC
Nearby cities in Puerto Rico
SAN JUAN (212)DORADO (20)HATO REY (19)PONCE (6)RINCON (5)
City Guides
SAN JUAN GuideDORADO GuideHATO REY GuidePONCE GuideRINCON Guide
Research
Advisor Fees in Puerto RicoNational Fee Analysis
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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